# AMERIPRISE FINANCIAL SERVICES, INC. X-17A-5 (2019-02-26) — Broker-dealer annual report

- Company: AMERIPRISE FINANCIAL SERVICES, INC.
- Form: X-17A-5
- Filed: 2019-02-26
- Period: 2018-12-31
- Accession: 0000862988-19-000002
- CIK: 49709
- File #: 8-16791
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLC
- Auditor location: Chicago, IL
- Contact: Elaine Fahey
- Phone: 612-671-2523
- Signed by: Jeffrey J. Scherman (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/49709/000086298819000002/afsi_sofc.pdf

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X-17A-5

 0000049709
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 AMERIPRISE FINANCIAL SERVICES, INC.

 707 2ND AVENUE SOUTH
 MINNEAPOLIS
 MN
 55402

 Elaine Fahey
 612-671-2523

 PricewaterhouseCoopers LLC

 One North Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Jeffrey J. Scherman
 AMERIPRISE FINANCIAL SERVICES, INC.
 12-31-2018
 Jeffrey J. Scherman
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.