# QUINT CAPITAL CORPORATION X-17A-5 (2025-10-23) — Broker-dealer annual report - Company: QUINT CAPITAL CORPORATION - Form: X-17A-5 - Filed: 2025-10-23 - Period: 2025-06-30 - Accession: 0000863386-25-000004 - CIK: 863386 - File #: 8-42649 - Type: Broker-dealer - Material weakness: No - Auditor: Nawrocki Smith LLP - Auditor location: Hauppauge, NY - Contact: Alexander Quint - Phone: 212-682-5090 - Signed by: Alexander Quint (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/863386/000086338625000004/quintaudit.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-42649 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/25 filing for the period beginning \_07/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: QUINT CAPITAL CORPORATION TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 230 PARK AVENUE, STE 908 | | (No. and Street) | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | NEW YORK | NY | | 10169 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ALEXANDER QUINT | (212) 682-5090 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*
NAWROCKI SMITH, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 MOTOR PARKWAY, SUITE 580 HAUPPAUGE | | NY | 11788 | | (Address) | (City) | (State) | (Zip Code) | | 03/04/2009 | | 3370 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | ALEXANDER QUINT | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------|---------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of QUINT CAPITAL CORPORATION | | as of | | 6/30 | 025 | | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. Signature: Title: CFO Notary Public ### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - □ (b) Notes to consolidated statement of financial condition. - (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - = (d) Statement of cash flows. - = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - \_ (f) Statement of changes in liabilities subordinated to claims of creditors. - = (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - □ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - □ (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - □ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including apropriate explanations, of the FOCUS Report with computation of net capible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.18a-7, as applicable. - | - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | (t) Independent public accountant's report based on an examination of tinancial condition. - (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - | (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | as applicable. - \_ (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - □ (z) Other: - \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(2), as applicable. {2}------------------------------------------------ Financial Statements and Supplementary Information Together with Auditor's Report For the Year Ended June 30, 2025 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange act of 1934. {3}------------------------------------------------ | Contents | | |----------|--| | for the Year ended June 30, 2025 | | |------------------------------------------------------------------------------------------------------------------------------------|-----| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Changes in Stockholder's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-9 | | Supplementary Information | | | Schedule I - Schedule of Computation of Net Capital Under Rule 15c3-1 of
the Securities and Exchange Commission | 10 | | Schedule II - Computation for Determination of Reserve Requirements Under Rule 15c3-3 of
the Securities and Exchange Commission | 11 | | Schedule III - Information for Possession or Control Requirements Under Rule 15c3-3 of
the Securities and Exchange Commission | 11 | | Report of Independent Registered Public Accounting Firm on Exemption Report | 12 | | Exemption Report | 13 | | | | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholder of Quint Capital Corporation: ### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Quint Capital Corporation (the "Company") as of June 30, 2025, the related statements of income, changes in stockholder's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion the financial statements present fairly, in all material respects, the financial position of Quint Capital Corporation as of June 30, 2025, and the results of its operations and cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the U.S. Securities and Exchange Commission ("SEC") and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. ### Auditor's Report on Supplemental Information The supplemental information contained in Schedules I, II and III have been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The supplemental information is the responsibility of the Company's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole. We have served as Quint Capital Corporation's auditor since 2020. Hauppauge, New York October 23, 2025 lawrocki Smith A {5}------------------------------------------------ ### Statement of Financial Condition As of June 30, 2025 ### ASSETS | Cash and cash equivalents
Investments in securities market value
Loan receivable
Accounts receivable
Due from clearing firm
Prepaid expenses and other assets | સ્ત્ર | 11,420
454,073
18,333
48,314
255,068
77,253 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------|------------------------------------------------------------| | TOTAL ASSETS | રે | 864,461 | | | | | | LIABILITIES AND STOCKHOLDER'S EQUITY | | | | LIABILITIES:
Accounts payable and accrued expenses | | 239.381 | | TOTAL LIABILITIES | | 239,381 | | TOTAL STOCKHOLDER'S EQUITY
Common stock, 100,000,000 shares authorized at \$.0001 par value; 1,090,000 shares issued and outstanding
Additional paid-in capital
Retained earnings | | 109
7,235
617,736 | | TOTAL STOCKHOLDER'S EQUITY | | 625,080 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | સ્ત્ર | 864,461 | {6}------------------------------------------------ ### Statement of Income For The Year Ended June 30, 2025 | REVENUE: | | | |---------------------------|-----|-----------| | Commission income | ಕಾ | 821,625 | | Advisory fee income | | 577,141 | | Mutual fund revenue | | 11,450 | | Variable annuity revenue | | 226 | | Interest income | | 77,948 | | Other income | | 39,899 | | Total revenue | | 1,528,290 | | OPERATING EXPENSES: | | | | Registered rep commission | | 795,533 | | Professional fees | | 220,195 | | Оссирапсу | | 154,972 | | Regulatory fees | | 35,068 | | Meals and entertainment | | 58,615 | | Office expenses | | 36,001 | | Telephone | | 6,915 | | Clearing fees/credit | | 59,155 | | Other expenses | | 50,269 | | Interest | | 44,071 | | Dues and subscriptions | | 42,922 | | Total expenses | | 1,503,716 | | NET INCOME | ക്ക | 24,574 | {7}------------------------------------------------ Statement of Changes in Stockholder's Equity For The Year Ended June 30, 2025 | | Common Stock | | | | | Retained | Total Stockholders | | | |---------------------------|--------------|--|--------|----------------------------|----------|---------------|--------------------|----------|--| | | Shares | | Amount | Additional Paid-in Capital | Earnings | | Equity | | | | Balance at July 1,2024 | 1.090.000 | | 109 | \$7.235 | ക | 605.987 | A | 613.331 | | | Stockholder Distributions | | | | | | (12,825) | | (12,825) | | | Net Income | | | | | | 24,574 | | 24,574 | | | Balance at June 30, 2025 | 1,090,000 \$ | | 109 | \$7.235 | | \$ 617,736 \$ | | 625.080 | | {8}------------------------------------------------ ### Statement of Cash Flows For The Year Ended June 30, 2025 ### OPERATING ACTIVITIES: | Net income | ક | 24,574 | |-----------------------------------------------------------------------|---|-----------| | Adjustments to reconcile net loss to net cash used by | | | | operating activities | | | | Changes in operating assets: | | | | Decrease in deposit at clearing firm | | 1,638 | | Increase in due from clearing firm | | (255,068) | | Decrease in investments at market value | | 477,968 | | Increase in accounts receivable | | (18,333) | | Decrease in accounts receivable | | 3,695 | | Increase in other assets | | (43,057) | | Changes in operating liabilities: | | | | Increase in accounts payable and accrued expenses | | 63.484 | | Increase in accounts due to clearing firmpayable and accrued expenses | | (241,446) | | Net cash provided by operating activities | | 13.455 | | FINANCING ACTIVITIES: | | | | Stockholder distributions | | (12,825) | | Net cash used in investing activities | | (12,825) | | NET INCREASE IN CASH AND CASH EQUIVALENTS | | 630 | | CASH AND CASH EQUIVALENTS AT BEGINNING OF YEAR | S | 10.790 | | CASH AND CASH EQUIVALENTS AT END OF YEAR | ક | 11.420 | {9}------------------------------------------------ Notes to Financial Statements For The Year Ended June 30, 2025 #### 1. Organization and Nature of Business Quint Capital Corporation (the "Company") was formed in Florida on September 28, 1989. The Company is located in New York and is a registered broker-dealer and a registered investment adviser ("RIA") under the Securities Exchange Act of 1934. The Company is a member of both the Financial Industry Requatory Authority, Inc. ("FINRA") and the Securities Investors Protection Corporation ("SIPC") and operates under SEC Rule 15c3-3(k)(2)(ii), which provides that all funds and securities belonging to the Company's customers are handled by the clearing firm. QCap Holdings, LLC, a limited liability company ("the Parent") is a New York State entity formed in 2013. QCap Holdings. LLC is the sole owner of Quint Capital Corporation. The Company is authorized to engage in transactions in over-the counter securities, corporate debt securities, mutual funds, variable life insurance and annuities on a fully disclosed basis. The Company is also as a placement agent for securities offerings, an underwriter or selling group participant for over-the-counter corporate securities (other than mutual funds) and perform investment advisory services. The Company is a non-exchange member authorized to arrange transactions in listed securities by an exchange member. They also provide fee based consulting services in the areas of corporate finance, mergers and acquisitions, RIA and insurance. #### 2. Summary of Significant Accounting Policies ### Basis of Presentation The accompanying financial statements have been prepared on the accounting in accordance with accounting principles generally accepted in the United States of America ("GAAP"). ### Use of Estimates The preparation of financial statements and related disclosures in conformity with GAAP requires and assumptions that affect the reported amounts of assets and liabilities, and the disclosure of contingent assets and liabilities at the date of the financial statements, and the reported amounts of income and expenses during the reporting period. Accordingly, actual results could differ from those estimates and such differences could be material. #### Cash and Cash Equivalents The Company maintains cash in bank account which, at times may exceed federally insured innits or where is provided. The Company has not experienced any losses in such accounts and does not believe it is exposed to any significant credit risk on cash and cash equivalents. #### Accounts Receivable The Company carries its accounts receivable at cost. Jess an allowance for doubtful accounts. On a periodic basis, the Company evaluates its accounts receivable and establishes an allowance for doubtful accounts based on history of past write-offs and collections and current credit conditions. No allowance for doubtful accounts was required at June 30, 2025. #### Income Taxes The Company has elected to be treated as a single-member, disregarded, "S" Corporation under the Internal Revenue Code and New York State tax requlations, the Company files a consolidated tax return with its parent entity, QCap Holdings, LLC, which is a disregarded entity for tax purposes. Neither the Company nor the parent pays federal or state corporate income taxes on its taxable income. Instead, the individual income taxes on Company's taxable income. The Company accounts for uncertainties in income taxes under the provisions of FASB ASC 740-10-05, "Accounting for Uncertainty in Income Taxes" ("ASC"). The ASC clarifies the accounting for uncertainty in income taxes recognized in an enterprise's financial statements. The ASC prescribes a recognition thresurement attitude for the financial statement recognition and measurement of as tax position taken or expected to be taken in a tax return. The ASC provides guidance on de-recognition, classification, interest and penalties, accounting in interim periods, disclosure and transition. {10}------------------------------------------------ Notes to Financial Statements For The Year Ended June 30, 2025 #### 2. Summary of Significant Accounting Policies (Continued) #### Fair value The Company utilizes various methods to measure the fair value of its investments on a recurring basis. US GAAP establishes a hierarchy that prioritizes inputs to valuation methods. Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability (i.e., the "exit price") in an orderly transaction between market participants at the three levels of inputs are: Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the ability to access. Level 2 - Observable inputs other than quoted prices included in level 1 that are observable for the directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Company's own assumptions about the assumptions would use in valuing the asset or liability, and would be based on the best information available. The availability of observable inputs can vary from security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, the level in the fair value hierarchy within which the fair value measurement falls in its entirety is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The following table represents the Company's fair value hierarchy for those assets and liabilities measured at fair value on a recurring basis at June 30, 2025: | Assets | Level 1 | | Level 2 | Level 3 | Total | | | |-----------------|---------|---------|---------|---------|-------|---------|--| | Municipal Bonds | | 454.073 | | | | 454.073 | | | | | 454.073 | | | | 454.073 | | Investments in securities listed on a national exchange are valued at the last reported sales price on the day of valuation. Securities traded in the over-the-counter market and listed securities for which no sale was reported on that date are stated at the last quoted bid price. Other assets and securities for which market quotations are valued at fair value as determined by management in accordance with US GAAP. The resulting unrealized gains and losses are reflected in the statement of income. Realized gains and losses from securities transactions are determined on the basis of identified cost. #### Revenue and Expense Recognition Commission revenue (and the related clearing expenses) are recorded on a trade date basis. Revenue from sale of insurance based products are earned when the placement is completed and the income is reasonably determinable. Investment fees are recognized when earned based on the terms of their respective agreements. #### Significant Judgement Significant judgement is required to deternine whether performance obligations are satisfied at a point in time or over time; how to allocate transaction prices where multiple performance obligations are identified; when to recognize revenue based on the appropriate measure of the Company's progress under the contract; and whether constraints on variable consideration should be applied due to uncertain future events {11}------------------------------------------------ ## I@82507G857C016G1675812 -- - ### <4^42@472;\_`G4294<431D285812a312582@4;b ! "# \$%%&''&(' )\*+&',- ' J-K LYQ-\c Q -- QLZ M - -\ U W Q -U K- WXJ-- W -M [- N KU- -QM - UXJ-- W K - NM LN-Q L U U- ] -K- Q- - - Q LU-M-W -- - X J-K L- W Q- W K L - X J-K LK-W W W-LW- LQ XJ-K LQWKU- -QM - U- K-W M W-LW U-WQ -W M - MQ U L K-W QLJ-K LX M Q - K M KK-e M X W] L -M [ W L KU L-WK-W K-N U-WK-W -K-X J-K L - M NO P QR STU TV-Q - W-X J-K L LWQ- UK QLU KU- -WK- W-YZU- U S - M U MV- -Q - -UXJ-K LQW KU- -QM - -U - W- UU- XR LUZ - -M [- W Q - -M [-Z K-Q Q M U W W N --- L-WX -W Q - LK - W -U UK- N M-U W- U Q--UN MLKQ-U --J-K LY U J-K L- -QW -W-- \W -UU W- W \ -N N L- L-] LXO U U W Q LU-M [ K- K L - KU- -QM - WQ U K-K-X qrsr"#-r(\*- '"(\*t"&"u# )((r&s,- ' ### ./012342567581291:064;85<89= ### 079v J-K L K K L Q - U - N LZ - QL fKw J-K- - XZK--J-K L-LK K- LQ \Q KW M-UU - XJ-K L - L-- - X ### >/?@4A61B0C47682DA86B fU- MUK - U- M-M [ - N MK--Ughd -U X ### E/F4507G857C<4H@864B4259 J-K LQi- Z MJ- j U- J K kSklclVN] -U K ] --U MMM Q - K Q- U - ZllXklcl -K-W ]L K L -QN N - W K U M K -N-ZllXR J-K L K -UgmmnhomNN gmnhom Z-U] K -UglXJ-K Le --U MMM Q - K N XpX {12}------------------------------------------------ Notes to Financial Statements For The Year Ended June 30, 2025 ### 6. Indemnifications FASB ASC 460, Guarantees, requires the Company to disclose information about its obligations under certain guarantee arrangements. FASB ASC 460 defines quarantees as contracts and indemnification agreements that contingently require a quarantor to make payments to the guaranteed party based on changes in an underlying factor (such as an interest or foreign exchange rate, security or commodity price, an index or the occurrence of a specified event) related to an asset, liability or equity security of a guaranteed party. This guidance as contracts that contingently require the guarantor to make payments to the guaranteed party based on another entity's failure to perform under an agreement as well as indirect guarantees of indebtedness of others. In the normal course of its business, the Company indemnities certain service providers against specified potential losses in connection with their acting as an agent of, or providing services to, the maximum potential amount of future payments that the Company could be required to make under these indemnifications cannot be estimated. However, the Company believes that it is unlikely it will have to make material payments and has not recorded any contingent liability in the financial statements for these indemnifications. The Company has issued no guarantees at June 30, 2025, or during the year then ended. #### 7. Commitments and Contingencies #### Office Leases The Company is currently leasing office space at two locations in New York City, NY, under separate lease agreements. Each of the two lease agreements are for one year. The Company's total rent expense as of June 30, 2025 was \$154,972. #### Contingencies In the normal course of business, from time, the Company may be involved in judicial proceedings or arbitration concerning matters arising in connection with the conduct of its businesses, and, in the past, the Company has been involved in litigation matters. In addition, United States government agencies and self-requlatory organizations, as well as state securities commissions in the United States, conduct periodic exaministrative proceedings regarding the Company's business, including, among other matters, accounting and operational matters, that can result in censure, fine, the issuance of cease-and-desist orders or the suspension or expulsion of a broker-dealer, investment advisor, officers or employees. In view of the inherent difficulty of deternining whether any loss in connection with such matters is probable and whether the amount of such hoss can be reasonably estimated, particularly in cases where claimantial or indeterminate damages or where investigations and proceedings are in the early stages, the Company cannot estimate the amount of such loss, if any, related to such matters, how or if such matters will be resolved, when they will ultimately be resolved, or what the eventual settlement, fine, penalty on other relief, if any, might be. Subject to the Company believes, based on current knowledge and after consultation with counsel, that it is not currently party to any material pendings, individually or in the aggregate, the resolution of which would have a material effect on the Company. Provisions for losses are established in accordance with ASC 450, "Accounting for Contingencies" when warranted. Once established such provisions are adjusted when there is more information available or when an event occurs requiring a change. #### 8. Related Party Transactions For the year ended June 30, 2025, one of the Company's rental agreements was with an affiliate of the sole shareholder. Rental payments made under this lease were \$78,472 for the period. #### 9. Segment Reporting The Company is engaged in a single line of business as a securities comprised of placement fees, advisory fees, proprietary trading, and trail income. As described in FASB ASU 2023-07, FASB 280, operating segments are defined as components of an entity for which separate financial in available and that is regularly reviewed by the Chief Operating Decision Maker (the "CODM"). The Company's CODM is the Chief Executive Officer. The CODM reviews net loss and expenses presented on a consolidated basis consistent with the presentation of the statement of perating decisions, allocating resources, and evaluating finance. The measure of segment assets is reported on the consolidated balance sheet as total assets. As a result, the Company in its entirely is a single reportable segment. The accounting policies of the Company's single reportable segment are the same as those described in this Note 1 for a description of the single segment's business. #### 10. Subsequent Events The Company has evaluated events and transactions that occurred between October 23, 2025, which is the financial statements were available to be issued, for possible disclosure and recognition in the financial statements. {13}------------------------------------------------ Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission For The Year Ended June 30, 2025 | TOTAL STOCKHOLDERS' EQUITY QUALIFIED FOR NET CAPITAL | S | 625.080 | |----------------------------------------------------------------------------------------------|----|-----------| | DEDUCTIONS AND/OR CHARGES: | | | | Non-allowable assets: | | (332,321) | | Haircuts on securities held: | | (31,506) | | NET CAPITAL | ಕ | 261,253 | | | | | | AGGREGATE INDEBTEDNESS: | | | | Account Payable and Accrued Expenses | ea | 239,381 | | COMPUTATION OF BASIC NET CAPITAL REQUIREMENT | | | | Minimum net capital required (the greater of 6 2/3 % of aggregate indebtedness or \$100,000) | ಕ | 100,000 | | | | | | Excess net capital | ಕೆ | 161,253 | | Net Capital less greater of 10% of aggregate | | | | indebtedness or 120% of the minimum dollar amount required | | 239,381 | | Percentage of aggregate indebtedness to net capital | | 91.63% | There are no material differences between the preceding computation and the Company's corresponding unaudited Part II of Form X-17A-5 as of June 30, 2025. {14}------------------------------------------------ #### --! ! " - !#\$"\$!%\$%&\$'()') #### - - - \*+,-./012345,6,/0789./ 7+,09.:454.25.8;<=,>?@A@15.8B<2,@CDECE><2F,97+,G,?<9474,5H?7.8I@JD427+177+,-./0123K51?74:474,5 19,=4/47,F7.7+.5,5,78.97+427+,?.2F474.28.9,6,/074.2100,1942L420191L910+MNOMEOM44OP \*+,-./0123451=5.84=42L12,6,/074.29,0.97Q,?1<5,7+,-./0123K5.7+,9Q<542,551?74:474,5?.27,/0=17,FQ3R..72.7,SJ.87+, GT-;,=,15,U.P@JASCCS@1F.074.21/,2F/,2757.S-PRP;P19,=4/47,F7.<2F,9V94742L12F01974?401742L425,==42LL9.<0D42 1FF474.27.094:17,0=1?,/,275.85,?<9474,5D12F791F42L8.9.V21??.<27P #### - - - \*+,-./012345,6,/0789./ 7+,09.:454.25.8;<=,>?@A@15.8B<2,@CDECE<2F,97+,G,?<9474,5H?7.8I@JD427+177+,-./0123K51?74:474,5 19,=4/47,F7.7+.5,5,78.97+427+,?.2F474.28.9,6,/074.2100,1942L420191L910+MNOMEOM44OP\*+,-./0123F4F2.7/14271420.55,554.2.9?.279.=.8 123?<57./,98<2F5.95,?<9474,58.97+,3,19,2F,FB<2,@CDECE>P {15}------------------------------------------------ ![](_page_15_Picture_0.jpeg) ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholder of Quint Capital Corporation: We have reviewed management's statements, included in the accompanying Exemption Report, in which (1) Quint Capital Corporation identified the following provision of 17 C.F.R. §15c3-3(k) under which the Company claimed the following exemption from 17 C.F.R. §240.15c3-3: (k)(2)(ii) and (2) the Company stated that the Company met the identified exemption provisions throughout the most recent fiscal year without exception. The Company is also filing this Exemption Report because the Company's other business activities contemplated by Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 are limited to trading securities for own account, private placement of securities, underwriting or selling group participant. In addition, the Company did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers; did not carry accounts of or for customers; and did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. The Company's management is responsible for compliance with the exemption provisions and its statements. Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about the Company's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in paragraph (k)(2)(ii) of Rule 15c3-3 under the Securities Exchange Act of 1934 and the Company's other business activities contemplated by Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5, and related SEC Staff Frequently Asked Questions. Hauppauge, New York October 23, 2025 Nawrocki Smith L {16}------------------------------------------------ ### Quint Capital Corp Exemption Report For the Year Ended June 30, 2025 Securities and Exchange Commission 100 First Street, NE Washington, D.C. 20549 To whom it may concern: Quint Capital Corporation (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. § 240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following: - (1) The Company claimed an exemption from 17 C.F.R. § 240.15c3-3 under the following provisions of 17 C.F.R. § 240.15c3-3 (k): (2)(ii) - a. All of the customer transactions are cleared through the following broker-dealer(s) on a fully disclosed basis: RBC Clearing. - (2) The Company met the identified exemption provisions in Paragraph (k) of Rule 15c3-3 throughout the fiscal year ended June 30, 2025, without exception. - (3) The Company is also filing an exemption report because the Company's other business activities contemplated by Footnote 74 of the SEC Release No. 34-70073 adoption amendments to 17 C.F.R. 240 17a-5 are limited to trading securities for own account, private placement of securities, underwriting or selling group participant (1) did not directly receive, hold, or otherwise owe funds or securities for or to customers, ; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. These assertions are the responsibility of management. The Company acknowledges it is also management's responsibility for compliance with the identified exemption throughout the year ended June 30, 2025. There were no events, subsequent to the period addressed in the Company's assertions, any known events or other factors that might significantly affect the broker's or dealer's compliance with the identified exemption provisions. Authorized Signature: President Title: Date: October 23, 2025 Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.