Full text of THE ENTERPRISE SECURITIES COMPANY's X-17A-5 filed 2026-07-10 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER **8-42662** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/1/24** AND ENDING **9/30/25** --------- ---------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: The Enterprise Securities Company TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 30301 Northwestern Hwy., Ste 200 | | (No. and Street) | | |------------------|------------------|------------| | Farmington Hills | Ml | 48334 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Norman A. Pappas | 248-539-8292 | npappas@pappasfinancial.com | | | | |------------------------------|--------------------------------|-----------------------------|--|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B_ ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## UHY LLP | 4 Tower Place, 7th Floor | Albany | NY | 12203 | |---------------------------------------------|-----------------------|---------|----------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | l"<br>7/1/2004 | | 1195 | | | of Regl,t,atloo with PCAOB )(If applicable) | | | (PCAOB Regl,t,atloo Nombec, If applicable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Norman A. Pappas swear (or affirm) that, to the best of my knowledge and belief, the fi…Read the full text as markdown