Full text of BBVA SECURITIES INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### BBVA SECURITIES INC. (A WHOLLY-OWNED SUBSIDIARY OF BBVA, S.A.) (SEC I.D. No. 8-42857) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\*\*\* File pursuant to Rule 17a-5(c)(3) Under the Securities Exchange Act of 12934 as a **PUBLIC DOCUMENT** {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | | | |---------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--|--| | | OMB Number: 3235-0123<br>SECURITIES AND EXCHANGE COMMISSION<br>Expires: Oct. 31, 2023 | | | | | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | | hours per response: 12 | | | | | | | ANNUAL REPORTS | | | | | | | | | FORM X-17A-5 | | | | | | | | | PART III | | | | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING 12/31/22 | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: BBVA Securities Inc | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | Broker-dealer - Security-based swap dealer | | | Major security-based swap participant | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1345 Avenue of the Americas, 44th Floor | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | 10105 | | | | | | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Steve Moscara | 212-728-1620 | | stephen.moscara@bbva.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | | | Ern…Read the full text as markdown