OTA LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of OTA LLC's X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: OTA LLC
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0000869035-17-000007
• CIK: 869035
• File #: 8-43168
• Material weakness: No
• Auditor: WITHUMSMITH BROWN
• Auditor location: MORRISTOWN, NJ
• Contact: JAMES W. SANTORI
• Phone: 914-460-4007
• Signed by: JAMES W. SANTORI (CHIEF FINANCIAL OFFICER)

Document text (excerpt)

X-17A-5 0000869035 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N OTA LLC ONE MANHATTANVILLE ROAD PURCHASE NY 10577 JAMES W. SANTORI 914-460-4007 WITHUMSMITH BROWN 465 SOUTH STREET MORRISTOWN NJ 07960 Certified Public Accountant JAMES W. SANTORI OTA LLC 12-31-2016 JAMES W. SANTORI CHIEF FINANCIAL OFFICER Y

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Other filings by this registrant

• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-26
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)