# OTA LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: OTA LLC
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000869035-20-000005
- CIK: 869035
- File #: 8-43168
- Material weakness: No
- Auditor: WITHUM SMITH BROWN PC
- Auditor location: WHIPPANY, NJ
- Contact: JAMES W. SANTORI, CHIEF FINANCIAL OFFICER
- Phone: 914-460-4007
- Signed by: JAMES W. SANTORI (CHIEF FINANCIAL OFFICER)

Original filing: https://www.sec.gov/Archives/edgar/data/869035/000086903520000005/2019OTALLCBS.pdf

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X-17A-5

 0000869035
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 OTA LLC

 ONE MANHATTANVILLE ROAD
 PURCHASE
 NY
 10577

 JAMES W. SANTORI, CHIEF FINANCIAL OFFICER
 914-460-4007

 WITHUM SMITH BROWN PC

 200 JEFFERSON PARK
 WHIPPANY
 NJ
 07981-1070

 Certified Public Accountant

 JAMES W. SANTORI
 OTA LLC
 12-31-2019
 JAMES W. SANTORI
 CHIEF FINANCIAL OFFICER
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.