Full text of MAYBANK SECURITIES USA INC.'s X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **MAYBANK SECURITIES USA INC. (A Wholly Owned Subsidiary of Maybank IBG Holdings Limited) (S.E.C. File No. 8-43264)** **Financial Statements and Supplementary Schedules And Report of Independent Registered Public Accounting Firm** **December 31, 2022** {1}------------------------------------------------ **ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Maybank Securities USA Inc. TYPE OF REGISTRANT (check all applicable boxes): ☒Broker-dealer ☐Security-based swap dealer ☐Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 400 Park Avenue, 11th Floor (No. and Street) New York NY 10021 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Phyllis Chin 212-751-4422 Pchin@maybank-keusa.com (Name) (Area Code – Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing\* Hoberman & Lesser CPAs, LLP (Name – if individual, state last, first, middle name) 252 West 37th Street, Suite 600E New York NY 10018 (Address) (City) (State) (Zip Code) 10/20/2003 694 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-43264** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ **(A Wholly Owned Subsidiary of Maybank IBG Holdings Limited)** **Index December 31, 2022** | | Page(…Read the full text as markdown