Full text of L.M. KOHN & COMPANY's X-17A-5 filed 2025-12-29 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | X-17A-5<br>FORM | | Ill<br>PART | | SEC FILE NUMBER | | |-----------------|--| | 8-43303 | | | Information<br>Required Pursuant | | FACING PAGE<br>to Rules 17a-5, 17a-12, and 18a-7 under the | | | Securities Exchange Act of<br>1934 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|---------------------------------------------------------------------|------------------|------------------------|------------------------------------|--| | | | 10/01/2024<br>wD<br>MM/DD/YY | | Non4 | 09/30/2025<br>MM/DD/YY | | | FILING FOR THE PERIOD BEGINNING | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | AM<br>L.M.<br>Kohn<br>ns«.<br>E or | & | Company | | | | | | (check<br>TYPE OF REGISTRANT<br>all<br>[]Secur<br>[-] Broker-dealer<br>D Check here if<br>respondent<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | applicable<br>ity-based<br>is also an OTC derivatives | boxes):<br>Major<br>D<br>swap<br>dealer<br>dealer<br>use a P.O. box | no.) | security-based<br>swap | participant | | | 10151<br>Carver<br>Rd., | Ste | 100 | | | | | | | | (No. and Street) | | | | | | Cincinnat<br>i | | OH | | | 45242 | | | (City) | | (State) | | | (Zip Code) | | | REGARD<br>PERSON TO CONTACT WITH<br>TO THIS FILING | | | | | | | | Larry<br>Kohn<br>(513)<br>792-0301<br>M.<br>x204 | | | | larryk@lmkohn.com | | | | (Name) | | (Area Code -Telephone<br>Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>UHY<br>LLP | | contained<br>reports<br>are | in this | filing | | | | (Name -if | | individual, state<br>last,<br>first, | and middle name) | | | | | Ste<br>7800<br>Kemper<br>Rd.,<br>E. | 150 | Cincinnat<br>i | | OH | 45249 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 07-01-2004 | | | 1195 | | | | | of<br>Registration<br>with<br>(Date<br>PCAOB)(if<br>applicable) | | FOR OFFICIAL USE ONLY | | (PCAOB Registration | Number, if<br>applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basis ofthe exemption…Read the full text as markdown