Full text of LOMBARD SECURITIES INCORPORATED's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITEO sTATEs SECURITIES AND EXCHANGE COMMISSION Washintton, D.C 20549 PUBLIC ) ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: 3235{123 Epires: Nov. 30, 2026 Estimated average burden hours per response: 12 8-43340 sEC FILE NUMBER # PART III FACING PAGE lntoamation Required Pursuant to Rule s L7a-5,11.-12, and 18a-7 unde. the securities Exchange Act oI 19:14 | | 0110112024 | AND ENDTNG | 1213112024 | | |---------------------------------|------------|------------|------------|--| | FITING FOR THE PERIOD BEGINNING | MM/OD/YY | | MM/DD/YY | | A. REGISTRANT IDEt{TIFICATION Lombard Securities lncorPorated NAME OF FIRM: WPE OF REGISTRANT (check all applicable boxes): El Broker-dealer E Security-based swap dealer E check here if respondent is also an oTC derivatives dealer fI Major security-based swap participant ADDRESS OF PRINCIPAL PI-ACE OF BUSINESS: (Do not use a P.O. box no.) # 1820 Lancaster Street | | (No. and street) | | | |----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|-----------------------------------| | Baltimore | MD | | 21231 | | (city) | (state) | | (zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Socha<br>William | 410-342-1300 | | wsocha@golombard.com | | (Name) | (Area code - Telephone Number) | (EmailAddress) | | | | B, ACCOUNTANT IDENTIFICATION | | | | RW Group LLC<br>P. O. Box 114 | (Name - if individual, state last, first, and middle name)<br>Landenberg | PA | 19350 | | {Address) | (city) | {state) | (Zip code) | | 0212312010 | | 5020 | | | (Date of<br>stration with PCAOB<br>a | licable | (PCAOB | licable<br>istration Number, if a | | | FOR OFFICIAL USE ONTY | | | | | r Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemptign. S€e 17 | | | CFR 240.17a-5(e)(1Xii), if applicable. Personr who are to rgpond to the collectlon of information cortalned in this form are not required to rerpond unless the form dlrplaF a arnently valld OMB comrol numbe,. {1}------------------------------------------------ # PUBTIC # OATH OR AFFIRMATION | William…Read the full text as markdown