Full text of BERENSON & COMPANY, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (a wholly-owned subsidiary of Berenson & Company, fuc.) STATEMENT OF FINANCIAL CONDITTON DECEMBER 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | hours per response 12.00 | |---------------------------| | SEC FILE NUMBER | | 8-43368 | OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 ~~ | /01 /19<br>~~~<br>~~~ | AND ENDING 12/31 ~~<br>/19 | ~~~ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------------|--------------------------------| | MM/DD/YY | | ~~~<br>MM/DD/YY | | | | ·;A. REGISTRANT IDENTWICATION | | | | NAME OF BROKER-DEALER: BERENSON & COMPANY, LLC | | | OFFICIAL USE oNLJ | | . ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>\:, ,_.-;>.';, . •. ~ -;:·.,, ,\b\•!.~~ IO~::r ,,J;ri -Ji:'i- ,~··•11.~ .#" ~,,, ·:ii J.i.;, ' .,;:~, f | | ~<br>FIRM LR~ NO | | | 667 MADISON AVENUE, 24TH·FLOOR<br>. • .<br>~ | | i,.: | | | | I | 10065 | ', ' | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>MICHAEL LEWIS, CFO. (212)446-1735 | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EISNERAMPER LLP | (Name - ifi11divid11al. s1a1e Jew.firs/. middle name ) | | | | 750 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address} | (City) | (State) | (Zip Code) | | CHECK ONE:<br>I/<br>!certified Public Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims.for exemption.from the requirement that the annual report be covered by the opinion of an independent public acc o11111a11t must be supported by a stalemenl offacts and circ11111stances relied on as the basis for the exemption. See Section 240. J 7a-5(e)(2)* > Potentlal persons who are to respond to the col…Read the full text as markdown