Full text of WYSER-PRATTE & CO., INC.'s X-17A-5 filed 2020-05-08 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMBAPPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response ... 12.00 8-43418 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTill** ### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----'0=1'-'-'/0"'""1~/1'""9<br>MM/DD/YY | ___<br>AND ENDING | 12/31/19<br>MM/DD/YY | | |----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF BROKER -<br>DEALER: | | | OFFICIAL USE ONLY | | | Wyser-Pratte & Co., Inc. | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | l 00 S. Bedford Road Suite 312 | | | | | | (No. and Street) | | | | | Mt. Kisco | NY | | 10549 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Howard Spindel | | (212) 897-1688 | | | | | | | (Area Code -<br>Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | EisnerAmper LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | | 750 Third Avenue<br>(Address) | New York<br>(City) | NY<br>(State) | 10017<br>(Zip Code) | | | CHECK ONE: | | | | | | [!] Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ Statement of Financial Condition December 31, 2019 {2}------------------------------------------------ ## **TABLE OF CONTENTS** #### **This report\*\* contains (check all applicable boxes):** - [x] Independent Auditors' R…Read the full text as markdown