POWELL CAPITAL MARKETS, INC. X-17A-5 (2017-11-29) — Broker-dealer annual report

Full text of POWELL CAPITAL MARKETS, INC.'s X-17A-5 filed 2017-11-29 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: POWELL CAPITAL MARKETS, INC.
• Form: X-17A-5
• Filed: 2017-11-29
• Period: 2017-09-30
• Accession: 0000872049-17-000004
• CIK: 872049
• File #: 8-43472
• Material weakness: No
• Auditor: WithumSmith Brown, PC
• Auditor location: Whippany, NJ
• Contact: Howard Spindel
• Phone: 212-897-1688
• Signed by: Arthur Powell (CEO)

Document text (excerpt)

X-17A-5 0000872049 XXXXXXXX LIVE false false false 10-01-2016 09-30-2017 Broker-dealer N POWELL CAPITAL MARKETS, INC. 3 BECKER FARM ROAD ROSELAND NJ 07068-1745 Howard Spindel 212-897-1688 WithumSmith Brown, PC 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant Arthur Powell POWELL CAPITAL MARKETS, INC. 09-30-2017 Arthur Powell CEO Y

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Other filings by this registrant

• X-17A-5 — 2019-12-30
• X-17A-5 — 2018-12-03
• X-17A-5 — 2016-11-29
• X-17A-5 — 2015-11-30
• X-17A-5 — 2014-12-15
• X-17A-5 — 2013-12-02
• X-17A-5 — 2012-11-29
• X-17A-5 — 2011-11-30
• X-17A-5 — 2010-11-26
• X-17A-5 — 2009-11-25
• X-17A-5 — 2008-12-30
• X-17A-5 — 2007-11-29

Original filing on SEC EDGAR (source of record)