Full text of CHAPIN DAVIS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | OMB APPROVAL | | |-----------------------|--------------|---------------------------| | OMB Number: 3235-0123 | | | | | | Expires: October3"l,2023 | | | | Estimated average burden | | | | hours per response 1 2.00 | | 8-43485 | |---------| Information Required of Brokers and Dealers Pursuant to Section 17 of the securities Exchange Act of 1934 and Rule 17a-5 Thereunder FACING PAGE | REPORT FOR THE PERIOD BEGINNING 01IO1I2O2O | | | AND ENDrN G1213112020 | | |----------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|-----------------------|---------------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: chapin Davis,lnc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1411 Clarkview Road | | | ONLY | | | | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Baltimore | MD | | 21209 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF<br>Stephanie N. Elliott | PERSON TO CONTACT IN | REGARD TO THIS REPORT | (41 0) 435-3200 - 756<br>(Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Reportx<br>Kuczak & Associates, P.A. | | | | | | | (Narne - i.[ intlit,iclutrl. stole latt. rtrsl. midclle nante) | | | | | 139 North Main Street | Bel Air | MD | 21014 | | | (Address) | (City) | ( State) | (Zip Code) | | | CHECK ONE:<br>[Z c"uin.a Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions' | | | | | | | | | | | \*Claimsfor exemptionfrom the requirement that the annual report be covered by the opinion ofan independent public accountant must be supportedby astatement of.facts andcircumstances reliedon as the basisfor the exemption. see section 240'l7a-5(e)(2) Potential persons who are to respond to the collection of ini6rmaiicin contained in this form are not required to respond sEc 1410 unless tlre f orm displays a currently valid OMB control number' (1 1-05) {1}------------------------------------------------ ### OATH OR AFFIRMATION | | I, Stephanie N. Elliott | | , swear (or aff…Read the full text as markdown