TULLETT PREBON FINANCIAL SERVICES LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of TULLETT PREBON FINANCIAL SERVICES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TULLETT PREBON FINANCIAL SERVICES LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000872113-20-000003
• CIK: 872113
• File #: 8-43487
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: New York, NY
• Contact: Luciano Soldiviero
• Phone: 201-984-6355
• Signed by: Christian Pezeu (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000872113 XXXXXXXX 008-43487 LIVE true true true 01-01-2019 12-31-2019 Broker-dealer N TULLETT PREBON FINANCIAL SERVICES LLC 200 VESEY STREET, 5TH FLOOR 24TH FLOOR NEW YORK NY 10281 Luciano Soldiviero 201-984-6355 Deloitte & Touche LLP 30 Rockefeller Plaza New York NY 10112 Certified Public Accountant Christian Pezeu TULLETT PREBON FINANCIAL SERVICES LLC 12-31-2019 Christian Pezeu Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-02
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-03-02
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-04
• X-17A-5 — 2012-03-01

Original filing on SEC EDGAR (source of record)