# TRADITION SECURITIES AND DERIVATIVES, INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: TRADITION SECURITIES AND DERIVATIVES, INC.
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000872796-19-000004
- CIK: 872796
- File #: 8-43559
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Judith A. Ricciardi
- Phone: 212-791-6650
- Signed by: Judith A. Ricciardi (Financial & Operations Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/872796/000087279619000004/tsd.pdf

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X-17A-5

 0000872796
 XXXXXXXX

 LIVE

 true
 false
 true

 01-01-2018
 12-31-2018
 Broker-dealer
 OTC derivatives dealer
 N

 TRADITION SECURITIES AND DERIVATIVES, INC.

 32 OLD SLIP
 28TH FLOOR
 NEW YORK
 NY
 10005

 Judith A. Ricciardi
 212-791-6650

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036-6523

 Certified Public Accountant

 Judith A. Ricciardi
 TRADITION SECURITIES AND DERIVATIVES, INC.
 12-31-2018
 Judith A. Ricciardi
 Financial & Operations Principal
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.