Full text of JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION John Hancock Investment Management Distributors LLC Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------   ### FORM X-17A-5 PART III JHIMD to sign.pdf #### DocVerify ID: 3E7B70B4-13E5-42A2-BF76-5B0166540111 February 25, 2021 08:43:16 -5:00 Created: Pages: Remote Notary: Yes / State: FL 2 This document is a DocVerify VeriVaulted protected version of the document named above. It was created by a notary or on the behalf of a notary, and it is also a DocVerify E-Sign document was created for the purposes of Electronic Signatures andor Electronic Notary. Tampered or altered documents can be easily verified and validated with the Dockerify veriCheck system. This remote online notarization involved the use of communication technology. Go to www.docverify.com at any time to verify or validate the autherticity and integrity of this or any other Document. #### E-Signature Summary #### E-Signature 1: Jeffrey Long (JL) February 25, 2021 13:41:40 -5:00 [19BB6D3F23EF] [ 165.225.9.92] jlong@jhancock.com (Principal) (ID Verified) #### E-Signature Notary: David Peter Baghdassarian (DPB) February 25, 2021 13:41:40 -5:00 [C75BA685F050] [70.253.71.127] david.b@klgates.com I, David Peter Baghdassarian, did witness the participants named above electronically sign this document.  DocVerify documents cannot be altered or anpered with in any way once they are protected by the Dystem. Best viewed with Adobe Reader or Adobe Acrobat. Al visible electronic signalires contained in this coresentations of the persons signature, and not interced to be an acuration of the persons actual signature as defined by various Acts and/or Laws. {2}------------------------------------------------ ### UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Estimated average burden hours per response.. . . . . . . 12.00 8-43582 SEC FILE NUMBER ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | FACING PAGE | | |-------------|--| | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>MM/DD/YY | AND ENDING 12/31/2020 | | | |-------------------------------------------------------------------|-------------…Read the full text as markdown