Full text of LANDOLT SECURITIES, INC.'s X-17A-5 filed 2024-06-13 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **LANDOLT SECURITIES, INC** **Registered Public Accounting Firm Pursuant to Rule 17a-5 Financial Statements and Report of Independent** **For the Year Ended March 31, 2024** {1}------------------------------------------------ # **March 31, 2024 LANDOLT SECURITIES, INC Table of Contents** | | Page | |---------------------------------------------------------|-------| | Report of Independent Registered Public Accounting Firm | | | Financial Statements | | | Statement of Financial Condition | 2 - 3 | | Notes to Financial Statements | 4 - 8 | | | | {2}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-43645 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|-----------------|--|--|--| | | 04/01/2023 | 03/31/2024 | | | | | | | MM/DD/YY | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Landolt<br>NAME OF FIRM: _______________________________________________________________________ | Securities,<br>Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 900<br>W<br>North<br>Shore<br>Drive, | Suite<br>279 | | | | | | | _____________________________________________________________________________________ | (No. and Street) | | | | | | | Lake<br>Bluff<br>_____________________________________________________________________________________ | IL | | 60044 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WIT…Read the full text as markdown