Full text of BROOKS, HOUGHTON SECURITIES, INC.'s X-17A-5 filed 2026-01-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| |-----------------|--| | | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|------------------------------------------|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2025<br>MM/DD/VY | | | AND ENDING 12/31/2025<br>MM/DD/VY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: BHS Financial, LLC. f/k/a Brooks, Houghton Securities, Inc | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Major security-based swap participant<br>0 Broker-dealer<br>O Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 111 N Orange Avenue Suite 1000 | | | | | | | (No. and Street) | | | | | Orlando | FL | | 32801 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Weinberger | 407-254-1500 | | Accounting@iaac.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Accell CPA & Associates, P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 8270 Woodland Center Blvd #3425 Tampa | | FL | 33614 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/09/2024 | | 7204 | | | | te of R"'W•tloo w;th PCAOB)(lf applicable) | | | (PCAOB R,g;m,tioo N"mbec, If appllcable) | | | r | FOR OFFICIAL USE ONLY | | I | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.…Read the full text as markdown