# SMBC NIKKO SECURITIES AMERICA, INC. X-17A-5 (2016-02-25) — Broker-dealer annual report

- Company: SMBC NIKKO SECURITIES AMERICA, INC.
- Form: X-17A-5
- Filed: 2016-02-25
- Period: 2015-12-31
- Accession: 0000875890-16-000004
- CIK: 875890
- File #: 8-43852
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Naoya Miyagaki, President
- Phone: 212-224-5301
- Signed by: Naoya Miyagaki (President)

Original filing: https://www.sec.gov/Archives/edgar/data/875890/000087589016000004/Stmt_Finan_Condi_Notes.pdf

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X-17A-5

 0000875890
 XXXXXXXX

 008-43852

 LIVE

 true
 true
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 SMBC NIKKO SECURITIES AMERICA, INC.

 277 PARK AVENUE FIFTH FLOOR
 NEW YORK
 NY
 10172

 Naoya Miyagaki, President
 212-224-5301

 KPMG LLP

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 Naoya Miyagaki
 SMBC NIKKO SECURITIES AMERICA, INC.
 12-31-2015
 Naoya Miyagaki
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.