# SMBC NIKKO SECURITIES AMERICA, INC. X-17A-5 (2018-02-26) — Broker-dealer annual report

- Company: SMBC NIKKO SECURITIES AMERICA, INC.
- Form: X-17A-5
- Filed: 2018-02-26
- Period: 2017-12-31
- Accession: 0000875890-18-000002
- CIK: 875890
- File #: 8-43852
- Material weakness: No
- Auditor: KPMG LLC
- Auditor location: New York, NY
- Contact: DSohn@smbcnikko-si.com
- Phone: 212-224-5025
- Email: dsohn@smbcnikko-si.com
- Website: smbcnikko-si.com
- Signed by: Ryo Suzuki (President)

Original filing: https://www.sec.gov/Archives/edgar/data/875890/000087589018000002/SOFC_2017a.pdf

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X-17A-5

 0000875890
 XXXXXXXX

 008-43852

 LIVE

 true
 true
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 SMBC NIKKO SECURITIES AMERICA, INC.

 277 PARK AVENUE FIFTH FLOOR
 NEW YORK
 NY
 10172

 DSohn@smbcnikko-si.com
 212-224-5025

 KPMG LLC

 345 Park Ave
 New York
 NY
 10154

 Certified Public Accountant

 Ryo Suzuki
 SMBC NIKKO SECURITIES AMERICA, INC.
 12-31-2017
 Ryo Suzuki
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.