# SMBC NIKKO SECURITIES AMERICA, INC. X-17A-5 (2020-02-27) — Broker-dealer annual report

- Company: SMBC NIKKO SECURITIES AMERICA, INC.
- Form: X-17A-5
- Filed: 2020-02-27
- Period: 2019-12-31
- Accession: 0000875890-20-000002
- CIK: 875890
- File #: 8-43852
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: DSohn@smbcnikko-si.com
- Phone: 917-262-2716
- Email: dsohn@smbcnikko-si.com
- Website: smbcnikko-si.com
- Signed by: Bungo Miura (President)

Original filing: https://www.sec.gov/Archives/edgar/data/875890/000087589020000002/SOFC_2019b.pdf

---

X-17A-5

 0000875890
 XXXXXXXX

 008-43852

 LIVE

 true
 true
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 SMBC NIKKO SECURITIES AMERICA, INC.

 277 PARK AVENUE FIFTH FLOOR
 NEW YORK
 NY
 10172

 DSohn@smbcnikko-si.com
 917-262-2716

 KPMG LLP

 345 Park Ave
 New York
 NY
 10154

 Certified Public Accountant

 Bungo Miura
 SMBC NIKKO SECURITIES AMERICA, INC.
 12-31-2019
 Bungo Miura
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.