Full text of L.J. HART AND COMPANY's X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # L.J. Hart & Company Reports of Independent Registered Public Accounting Firm and Financial Statements December 31, 2025 Filed Pursuant to Rule 17a-5(e)(3) as a Public Document (A Wholly Owned Subsidiary of Commerce Bank)  {1}------------------------------------------------ # L.J. Hart & Company December 31, 2025 # Table of Contents # United States Securities and Exchange Commission's Facing Page………………………………………………………………………………………………………………………………………………………………………………………………….. Oath or Affirmation………………………………………………………………………………………………………………………………………………………………………………………………… i ii Report of Independent Registered Public Accounting Firm………………………………………………………………………………………………………………………………. 1-2 #### Financial Statements | Statement of Financial Condition………………………………………………………………………………………………………………………………………………………………. | 3 | |---------------------------------------------------------------------------------------------------|------| | Statement of Income……………………………………………………………………………………………………………………………………… | 4 | | Statement of Changes of Stockholder's Equity…………………………………………………………………………………………………………………………………………… | 5 | | Statement of Cash Flows…………………………………………………………………………………………………………………………………………………………………… | 6 | | Notes to Financial Statements……………………………………………………………………………………………………………………………………… | 7-11 | #### Supplementary Information | Schedule 1 - Computation of Net Capital Under Rule l5c3-1 of the | | |----------------------------------------------------------------------------------|----| | Securities and Exchange Commission………………………………………………………………………………………. | 12 | | Schedule 2 - Exemption Report……………………………………………………………………………………………………………………………………. | 13 | | | | | | | 14-15 | Report of Independent Registered Public Accounting Firm………………………………………………………………………………………………………………………………. | |--|--|-------|----------------------------------------------------------------------------------------------------------| |--|--|-------|----------------------------------------------------------------------------------------------------------| {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | # SEC FILE NUMBER 8-43976 FACING PAGE Information…Read the full text as markdown