Full text of AMERICAN FINANCIAL ASSOCIATES, INC.'s X-17A-5 filed 2026-03-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-44065 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_ 0\_ 1\_ 10\_1\_ 12\_0\_2\_5 \_\_ AND ENDING \_ 1\_2\_1\_3\_ 1\_12\_0\_2\_5 \_\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_\_ A\_m\_e\_r\_ic\_a\_n\_F\_in\_a\_n\_c\_i\_a\_l \_A\_s\_s\_o\_c\_ia\_t\_e\_s\_, \_ln\_c\_. \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 1700 Northampton Street, Suite A (No. and Street) Easton PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 18042 (Zip Code) Henry D'Alberto 61 0-559-1600 hld@amerfin.net (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli, LLC CPA'S (Name - if individual, state last, first, and middle name) One Bala Ave., Suite 234 Bala Cynwyd PA (Address) (City) (State) 09/01/2009 3721 19004 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | ______________ _,<br>I, _H_e_nr_yD'_Al_be_rt_0 | | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------…Read the full text as markdown