Full text of WORLD EQUITY GROUP, INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ World Equity Group, Inc. Financial Statement and Report of Independent Registered Public Accounting Firm December 31 , 2020 {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER S-44088 **FACING PAGE** **Information Required** of **Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING Q 1/01/2020 | | AND ENDING 12/31/2020 | | | | |----------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------|--------------------------------|--|--| | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: World Equity Group, Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 1650 N Arlington Heights Road, Suite 100 | | | | | | | | (No. and Street) | | | | | | Arlington Heights | IL | | 60004 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard S. Babjak | | | 847-342-1700 | | | | | | | (Arca Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Marcum LLP | (Name - if individual, state last, first, middle name) | | | | | | 9 Parkway North | Deerfield | IL | 60015 | | | | (Address) | (City) | {State) | (Zip Code) | | | | CHECK ONE:<br>I<br>✓<br>Certified Public Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2)* > **Potential persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB…Read the full text as markdown