Full text of COHEN & STEERS SECURITIES, LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ COHEN & STEERS SECURITIES, LLC (SEC I.D. No. 8-44123) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: October 31, 2023 | | Estimated average burden | | hours per response 12.00 | # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8- 44123 | ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING | |--|--|---------------------------------| | 01/01/21 | AND ENDING | 17/31/21 | |----------|------------|----------| | MM/DD/YY | | MM/DD/YY | | | NAME OF FIRM: Cohen & Steers Securities, LLC | | | |-----------------------|----------------------------------------------------------------------------------------------|---------|--------------------------------------------| | | | | | | | TYPE OF REGISTRANT: (check all applicable boxes) | | | | X Broker-dealer | Security-based swap dealer Major security-based swap participant | | | | | Check here if respondent is also o OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | 280 Park Avenue | | | | | | (No. and Street) | | | | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | James McAdams | 212-822-1678 | | jmcadams(a)cohenandsteers.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Deloitte & Touche LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 30 Rockefeller Plaza | New York | NY | 10112 | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | 4 Claimo for aromotion from the requirement that the annual roports of on indonandant maddia | | | Claims for exemption from the requirement that the annual repo…Read the full text as markdown