Full text of GRODSKY ASSOCIATES, INC.'s X-17A-5/A filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** | | ANNUAL REPORTS | | | | |--|----------------|----------|--|--| | | FORM X-17A-5 | | | | | | | PART Ill | | | | 0MB APPROVAL<br>0MB Number: 3235·0123 | | |---------------------------------------|--| | Expires: Oct. 31, /.023 | | | Estimated average burden | | | hours per response: 12 | | | S[C FILE NUMBER | |-----------------| | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /2022** MM/DD/ VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Grodsky Associates Inc. lYPE OF REGISTRANT (check all applicable boxes}: **!iii** Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 29 Longview Street (No. and Street) West Orange NJ (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 07052 (Zip Code) Sheldon Grodsky 973-243-0300 sgrodsky@grodskyassociates.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael T Remus CPA (Name - if individual, state last, first, and middle name) | PO Box 2555 | Hamilton Square | NJ | 08690 | |----------------------------------------------------|-----------------------|---------|-----------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | | 3598 | | | (Date of Registration with PCAOB)(if a . plicable) | | | (PCAOB Registration Number, if applls.,a_~le) | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an i,idependent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond *to* the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Sheldon Groctsky | | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------…Read the full text as markdown