Full text of WINSLOW, EVANS & CROCKER, INC.'s X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST ATES<br>0MB APPROVAL | | | | |--------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|---------------------|--------------------------|--------------------------------| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number: | 3235-0123 | | | | | | Expires: | August 31, 2020 | | | ANNUAL AUDITED REPORT | | Estimated average burden | | | | FORM X-17A-5 | | | Hours per response 12. oo | | | PART Ill | | | SEC FILE NUMBER | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | 8- | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/20 | | | | | MM/DD/YYY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: WINSLOW, EVANS & CROCKER, INC. | | | | OFFICIAL USE ONLY | | | | | | | | ADDRESSS OF PRINCIPLE PLACE OF BUSINESS: (Do not use P.O. Box No. | | | | FIRM I.D. NO. | | 175 FEDERAL STREET | | | | | | | (No. and Street) | | | | | BOSTON | MA | | | 02110 | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | ROBERT MALONEY | | | | 617-896-3550 | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | LARRY D. LIBERFARB, P.C. | | | | | | | (Name - if individual, state first, last, middle name) | | | | | 11 VANDERBILT AVENUE SUITE 220 | NORWOOD | MA | | 02062 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant<br>[8J | | | | | | | | | | | | 0<br>Public Accountant | | | | | | 0 | Accountant not resident in United States or any of its properties | | | | | | FOR OFFICAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirements that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17-a-8(e)(2) SEC 1410 (05-01) **Persons who respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown