Full text of AKIN BAY COMPANY LLC's X-17A-5 filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Form X-17A-5 Filer Information<br>FORM X-17A-6 | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT<br>Form X-17A-5<br>Part III<br>FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | OMB APPROVAL<br>OME Number: 3235-0123<br>response: 12.00 | |----------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------| | X-17A-5: Filer Information | | | | Filer CIK | 0000881910 | | | Filer CCC | p2*fdiwu | | | Is this a LIVE or TEST Filing? | e<br>LIVE C TEST | | | Would you like a Return Copy? | D | | | Is this an electronic copy of an official<br>filing submitted in paper format? | 1 | | | Confirming Copy File Number | | | | Submission Contact Information | | | | Name | James Rybakoff | | | Phone | 2125839800 | | | E-Mail Address | lamesr@akinbay.com | | | Notification Information | | | | Notify via Filing Website only? | D | | | Notification E-mail Address | jamesn@akinbay.com | | | X-17A-5: Submission Information | | | | Report for the Period Beginning | 01-01-2020 | | | and Ending | 12-31-2020 | | | Type of Registrant | Broker-dealer | | | | OTC denvatives dealer | | | Material Weakness | | | | Does this submission Include an<br>accountant's report covenng the<br>compliance report that indentifies one or<br>more material weaknesses? | ( Yes ( No | | | X-17A-5: A. Registrant Identification | | | | Name of Broker-dealer | AKIN BAY COMPANY LLC | | | Address of Principal Place of Business (Do not use P.O. Box No.) | | | | Address 1 | 780 THIRD AVENUE | | | City | NEW YORK | | | State Country | NEW YORK | | | Mailing Zip/ Portal Code | 10017 | | | Name and Telephone Number of Person to Contact in Regard to this Report | | | | Name | james rybakoff | | | Telephone Number | 2125839800 | | | X-17A-5: B. Accountant Identification | | | | Independent Public Accountant. | | | {1}------------------------------------------------ | Name - if individual. stBle…Read the full text as markdown