Full text of TULLY & HOLLAND, INCORPORATED's X-17A-5 filed 2026-06-18 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FllE NUMBER | |--|-----------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 04/Q 1 /25<br>AND ENDING 03/31 /26 | | | | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAMEOFFIRM: TULLY AND HOLLAND INCORPORATED | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 501 BOYLSTON STREET, 10TH FLOOR | | | | | | | | (No. and Street) | | | | | | BOSTON | MA | | | | | | (City) | (State) | | 02116<br>(Zip Code( | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | TIMOTHY TULLY | (781 ) 239-2900<br>TTULL Y@TULLYAN0HOLLAN0.COM | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>MILLER WACHMAN LLP | | | | | | | | (Name - ir individual, state last, first, and middle name) | | | | | | 100 CAMBRIDGE STREET, SUITE 1302 BOSTON | | MA | 02114 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/22/2003 | | 566 | | | | | (Date or Re11.istration with PCAOB)fif aoolicablel | | | (PCAOB Registration Number if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who re to respond to the collection of lnfOf'm tlon contained in this form re not required to respond unle11 the form…Read the full text as markdown