Full text of GUGGENHEIM INVESTOR SERVICES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ An Indirect Wholly Owned Subsidiary of Guggenheim Capital, LLC # (SEC I.D. No. 8-44742) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ 8-44742 | | 01/01/2025 | | 12/31/2025 | | |-------------------------------------------------------------------------------|-------------------------------------------------|-----|------------|--| | | | | | | | | | | | | | | Guggenheim Investor Services, LLC (The Company) | | | | | | | | | | | | | | | | | 330 Madison Avenue | | | | | | | | | | | | New York | New York | | 10017 | | | | | | | | | | | | | | | Rebecca (Ying) Chan<br>212-381-7555<br>Rebecca.chan@guggenheiminvestments.com | | | | | | | | | | | | | | | | | | KPMG<br>LLP | | | | | | | | | | | | Two Manhattan West, 375 9th Avenue | New York | NY | 10001 | | | 10/20/2003 | | 185 | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Rebecca Chan | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------|--------------------------------------------------------------------------------------------|-------| | | tinancial report pertaining to the firm of Guggenheim Investor Services, LLC (The Company) | as of | | | 2 U25 . is true and correct. I further swear (or affirm) that neither the company nor any | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ December 31, 2025 ### Table of Contents | | Page(s) | |---------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3-5 | {4}------------------------------------------------  KPMG LLP Two Manhattan West 375 9th Avenue, 17th Floor New York, NY 10001 ## **Report of Independent Registered Public Accounting Firm** To the Member and Management Guggenheim Investor Services, LLC: *Opinion on the Financial Statement* We have audited the accompanying statement of financial condition of Guggenheim Investor Services, LLC (the Company) as of December 31, 2025, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of…Read the full text as markdown