Full text of NANCY BARRON & ASSOCIATES, INC.'s X-17A-5 filed 2026-05-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURnlES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PARTIII na.a OMBNumber:3235-0123 Expln!s: Nov. 30, 2026 fstfmated average burden **hows pm lespallse:** 12 SEC All NUMBER FACING PAGE lnformadon Required Pursuant to Rules 17a-5, 17a-12, and lla-7 under the **Securities Exchange** Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM~D/VY **A. REGISlRANT** IDENTIRCATION NAMEOFFJRM: NANCY BARRON & aSSOCIATES, INC. TYPE OF REGISTRANT (check all applicable boxes): l!l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use **a P** .0. **box no.)** 150 GRAND BLVD (No. and Street) LEXINGTON KY 40507 (City) (State) (Zip Code) <sup>I</sup>PERSON TO CONTACT WITH REGARD TO THIS FILING <sup>1</sup> PATRICK BRADLEY 8592544010 PBRADLEY@NANCYBARRON.COM (Name) (Area Code-Telephone Number) (EmaU Address) <sup>1</sup>**\_\_\_\_\_\_\_\_\_\_ a\_.\_A~\_c\_o\_u\_Nt\_ANT\_ 1o\_E\_NTI\_F1\_CA\_:n\_o\_N \_\_\_\_\_\_\_\_\_ \_** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filinS-RQDEFER MOSS & CO. PLLC (Name-if individual, state last, first, and midd!e name) 608 MABRY HOOD RD #300 KNOXVILLE TN 37932 (Address) (City) (State) (Zip Code) 11/5/2003 910 FOR OFRCIAI. USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent pubUc accountant must be supported by a statement of facts and drcumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appftcable. 1 I Persa111 who are to respond to thecollectfan of Information contained In this fonnare not required *to* respond unlea the form displays a currently vaUd 0MB control number. {1}------------------------------------------------ #### **OATH OR** AFFIRMATION 1, NANCY T. BARRON II swear (or affirm) that, to the best of my knowledge and belief, the fina"dal re\_port a,ertainins to the firm of NANCY BARRON & ASSOCIATES. INC. , as of DE:CEMBER 31, , 2..!!\_\_\_, is true and correct. I further swear (or affirm) that neither the company nor any pa~er, officer, director, or equivalent person, as the case may be, has any proprietary Interest in any account classified solely as ~ft of a customer. : Patrick J **Bradley NOTARY PUBLIC STATE AT LARGE** . **KENTUCK…Read the full text as markdown