Full text of TFS DERIVATIVES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION TFS Derivatives LLC (A Wholly-Owned Subsidiary of Tradition America Holdings, Inc.) December 31, 2019 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | | |--------------------------|-----------------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: | Auqust 31, 2020 | | | | | Estimated average burden | | | | | | hours per response | | | | | ## SEC FILE NUMBER 8- 44903 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | | | |----------------------------------------------------------------------------------------------|----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | NAME OF BROKER-DEALER: TFS Derivatives LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>32 Old Slip- 28th floor | | FIRM I.D. NO. | | | | | | | | NY | 10005 | | | | (State) | | (Zip Code) | | | | | (212) 791-6650<br>(Area Code - Telephone Number) | | | | | | | | | | | | | | NY | 10036-2603 | | | (City) | (State) | (Zip Code) | | | | | | | | | (No. and Street)<br>1185 Avenue of the Americas- 38th Floor New York | AND ENDING 12/31/19<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and ci…Read the full text as markdown