Full text of D & D SECURITIES, INC.'s X-17A-5 filed 2026-07-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **D&D Securities, Inc.** **Financial Statements and Supplemental Schedules Pursuant to SEC Rule 17a-5** **December 31, 2025** {1}------------------------------------------------ | ANNUAL AUDITED FOCUS REPORT FACING PAGE<br>…………………………………1-2 | | |-------------------------------------------------------------|--| | | | | Statement of Financial Condition 4 | | |-----------------------------------------------------|--| | Statement of Operations 5 | | | Statement of Changes in Stockholder's<br>Capital 6 | | | Statement of Cash Flows….<br>7 | | | Notes to Financial Statements 8-10 | | | Schedule I –<br>Computation of Net Capital Under SEC Rule 15c3-1 11-12<br>Schedule II - Computation for Determination of the Reserve Requirement Under SEC | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | Rule 15c3-3 13 | | | Schedule III - Information Relating to the Possession or Control Requirements Under SEC<br>Rule 15c3-3 14 | | | Report of Independent Registered Public Accounting Firm Exemption Report Review….………….…………….15 | | | Exemption Report…………………………………………………………………………………………………………………………….16 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART II! | 8-44989 | |---------| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2025 | AND ENDING | | 12/31/2025 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | D&D Securities Inc.<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2929 Walnut Street, 8th Floor | |…Read the full text as markdown