# AVALON SECURITIES, LTD. X-17A-5 (2022-03-30) — Broker-dealer annual report - Company: AVALON SECURITIES, LTD. - Form: X-17A-5 - Filed: 2022-03-30 - Period: 2021-12-31 - Accession: 0000889537-22-000005 - CIK: 889537 - File #: 8-44993 - Type: Broker-dealer - Material weakness: No - Auditor: Michael Coglinese CPA, P.C. - Auditor location: Bloomingdale, IL - Contact: Lynda Davey - Phone: 9175390006 - Email: ldavey@avalonnetworth.com - Website: avalonnetworth.com - Signed by: Lynda Davey (Chief Executive Officer) Original filing: https://www.sec.gov/Archives/edgar/data/889537/000088953722000005/avalonsecurities2021.pdf --- {0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **FORM ID UNIFORM APPLICATION FOR ACCESS CODES TO FILE ON EDGAR** **OMB APPROVAL** **Form ID-CONVERT** **OMB Number: 3235-0328** **Expires: May 31, 2022** **Estimated average burden hours per response: 0.15** ## **Form ID: Application for EDGAR Access** | Applicant Type | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--| | | Filer | | | Indicate whether the applicant is a
company or individual | Company
Individual | | | Access codes will be used to submit draft
registration or draft offering statement. | | | | Note: The Name of Applicant must be in English!
Please enter the name of applicant as specified in its charter.
Also, the value that you enter below may be conformed to meet EDGAR standards. Click here for details. | | | | Name of Applicant : | AVALON SECURITIES, LTD. | | | Mailing Street 1 | 276 WATER STREET | | | Mailing Street 2 | SUITE 650 | | | Mailing City | NEW YORK | | | Mailing State/Country | NY | | | Mailing Zip/Postal Code | 10038 | | | Phone | 9175390006 | | | Note: If the potential filer does not have a TIN, enter "00-0000000" below. | | | | Tax Identification Number (TIN)(DD
DDDDDDD) | | | | Form ID: Filer Information | | | | | Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. | | | "Doing Business As" Name : | AVALON SECURITIES, LTD. | | | Note: The Foreign Name is intended to be the name of your company in any language other than English. | | | | Foreign Name : | | | | Business address same as mailing
address. Business address is required if
not the same. | | | | Business Street 1 | 530 FIFTH AVENUE | | | Business Street 2 | 9TH FLOOR | |--------------------------|-----------| | Business City | NEW YORK | | Business State/Country | NY | | Business Zip/Postal Code | 10036 | | State of Incorporation | NY | | Fiscal Year End (MM/DD) | 12/31 | ## **Form ID: Contact Information** ### **Contact for EDGAR Information, Inquiries, and Access Codes** Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. | Contact Name | Lynda Davey | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--| | Contact address same as Registrant
General Information address. Contact
address is required if not the same. | | | | Contact Street 1 | | | | Contact Street 2 | | | | Contact City | | | | Contact State/Country | | | | Contact Zip/Postal Code | | | | Contact Phone | 9175390006 | | | Note: The E-mail address below is where your new CIK will be sent after form submission and review. It is very important that you enter it correctly. To help ensure accuracy, you must enter it twice. | | | | E-mail Address | LDavey@AvalonNetWorth.com | | | Re-enter E-mail Address | LDavey@AvalonNetWorth.com | | | Contact for SEC Account Information and Billing Invoices | | | | | Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. | | | Contact Name | | | | Contact address same as Registrant
General Information address. Contact | | | {1}------------------------------------------------ address is required if not the same. | Contact Street 1 | | |-------------------------|--| | Contact Street 2 | | | Contact City | | | Contact State/Country | | | Contact Zip/Postal Code | | | Contact Phone | | # **Form ID: Signature** **Note: Only a duly authorized person - such as a partner, president, treasurer, corporate secretary, officer, or director - may sign this application on behalf of the applicant.** Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. If applicant is an individual, the applicant must sign the Form. | Signature | Lynda Davey | | |----------------------------------------------|-------------------------|--| | | | | | Date (MM/DD/YYYY) | 03/28/2022 | | | | | | | Title/Position | Chief Executive Officer | | | Form ID: Notarized Authentication | | | | Signature of Authorized Person | | | | Printed Name of Signature | | | | Title of Person Signing | | | | Notary Signature & Seal to be Placed
Here | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | address is required if not the same. | | |--------------------------------------|--| | Contact Street 1 | | | Contact Street 2 | | | Contact City | | | Contact State/Country | | | Contact Zip/Postal Code | | | Contact Phone | | #### Form ID: Signature Note: Only a duly authorized person - such as a partner, corporate secretary, officer, or dicedre - nay sign the application on beigal be sign be sign be sign be sign be sign Note: Uniy adultion ed person - soul as a partier, prostion, prosition. If applican'is an individual, the applicant is an individual, the applicant must sign the Form. | | Signature | |--|-----------| | | | | Signature | Lynda Davey | |-------------------|----------------------------------------------------------------------------------------------| | | | | Date (MM/DD/YYYY) | 03/25/2022 | | | | | | Tak has could charges were control control controlled in could for the first of the could to | Title/Position Chief Executive Officer #### Form ID: Notarized Authentication Signature of Authorized Person Printed Name of Signature Title of Person Signing Notary Signature & Seal to be Placed Here Lynda Davey Chief Executive Officer -9 Sanjeev Kumar Notary Public, State of New York Judified No. 01KU5074801 Qualified/Certification Filed in Queens County . Commission Expires March 24, 2023 Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.