Full text of REGISTER FINANCIAL ASSOCIATES, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE 0MB Number; 3235-0123 Expires; Nov. 30, 2026 Estimated av~rage burden hours per response; 12 SEC FILE: NUMBER 8-45012 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities EKthange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/VY AND ENDING **12/31 /25** MM/0D/Y'{ A. REGISTRANT IDENTIFJCATION NAME oF FIRM: Register Financial Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 3500 Lenox Road, Suite 1700 (No. and Street) Atlanta GA (City) {State) PERSON TO CONTACT WITH REGARD TO THIS FILING 30326 (Zip Code} Scott Register 404-364-2180 sregister@regislerfinancia I .com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing.., Rubio CPA P.C. (Name - if individual, state last, first, and middle name) 3500 Lenox Road, Suite 1500 Atlanta GA 30326 (Address) (City) {State) (Zip Code) 05/05/2009 3514 (Date of Re11.istration with PCAOB)fif applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CJ:R 240.17a-S{e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays II currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Scott Register | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Register Financial Associates, Inc. | | as of | | 12/31 | 2~<br>is true and correct. l further swear (or affirm) that neither th…Read the full text as markdown