Full text of BANORTE-IXE SECURITIES INTERNATIONAL, LTD.'s X-17A-5/A filed 2024-03-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: **3235-0123 Expires:** Nov. **30, 2026** Estimated average burden hours per response: 12 > SEC FILE NUMBER **8-45056** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** FACING **PAGE** **Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | O<br>1/01<br>/23<br>12/31<br>/23<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------|-------------------------------------------|--|--| | | MM/0D/YV | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Banorte-lXE<br>Securities<br>International<br>Ltd<br>NAME oF FIRM:<br>, | | | | | | | | {check<br>all<br>applicable<br>boxes):<br>REGISTRANT<br>TYPE<br>OF<br>I!]<br>□<br>□<br>Broker-dealer<br>Security-based<br>swap dealer<br>Major<br>security•based<br>swap participant<br>□<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do<br>not use a P.O. box<br>no.) | | | | | | | | Westheimer<br>Rd<br>975W<br>5075<br>Suite<br>, | | | | | | | | | (No. and Street) | | | | | | | Houston | TX | | | 77056 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jorge<br>Ibarra | 713-980-4612 | | | jibarra@banortesecurities.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | filing*<br>INDEPENDENT PUBLIC ACCOUNTANT whose<br>reports are contained<br>in this | | | | | | | | Pannell<br>Kerr<br>Forster | C<br>of<br>Texas<br>P<br>, | | | | | | | | (Name - if individual, state last, first, and mlddle name) | | | | | | | San<br>St<br>2600<br>5847<br>Felipe | Houston | | TX | 77057 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 10/16/2003 | | 342 | | | | | | | FOR OFFICIAL USE ONLY | | | (PCAOB Reglstratloa N,mbe<, • appl;cable) | | | | l''° of Reg;,tr.,t;on w;th PCMB)llf appllaobleJ<br>*<br>Claims for exemption from the requirement that the annual reports be covered by the reports of…Read the full text as markdown