Full text of CENTAURUS FINANCIAL, INC.'s X-17A-5 filed 2026-06-22 (period 2026-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ours per response:<br>12 | |--------------------------| | SEC FILE NUMBER | | 8-45165 | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | ANAHEIM | CA | | 92806 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | SHERI LEJMAN | 714 456 1790 | | slejman@cfiemail.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | BAKER TILLY US, LLP<br>2050 MAIN STREET, STE. 700 IRVINE | (Name - if individual, state last, first, and middle name) | CA | 92614 | | (Address) | (City) | (State) | (Zip Code) | | 10/22/2003 | | | BAKER TILLY US, LLP (23) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CD 780 170 Clair Formically Formically | | | | {1}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # CENTAURUS FINANCIAL, INC. # FINANCIAL STATEMENT AND NOTES TO FINANCIAL STATEMENT For The Year Ended April 30, 2026 This report is filed in accordance with Rule 17a-5(e)(3) of the Securities and Exchange Commission as a public document. Public Document {3}------------------------------------------------ # CENTAURUS FINANCIAL, INC. TABLE OF CONTENTS APRIL 30, 2026 | Report of Independent Registered Public Accounting Firm ……………2 | | |-----------------------------------------------------------------|--| | Financial Statement | | | Statement of Financial Condition ……………3 | | | Notes to Financial Statement ……………4 | | {4}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** To the Directors and Stockholders Centaurus Financial, Inc., # **Opinion on the Financial…Read the full text as markdown