Full text of HEROLD & LANTERN INVESTMENTS, INC.'s X-17A-5 filed 2025-09-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER MM/DD/YY # PART II! FACING PAGE Information Requlred Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 07/01/2024 FILING FOR THE PERIOD BEGINNING MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION 06/30/2025 NAME OF FIRM: Herold & Lantern Investments, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) | 35 Pinelawn Road, Suite 101E | | |------------------------------|------------------| | | (No, and Street) | | Melville | NY | | (City) | (State) | PERSON TO CONTACT WITH REGARD TO THIS FILING Keith Lanton (Area Code- Telephone Number) (Email Address) 631-454-2000 keith@heroldlantern.com 11747-3111 (Zip Code) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Weisberg, Mole', Krantz & Goldfarb, LLP | (Name-if individual, state last, first, and middle name) | | | | | | | |----------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--| | 185 Crossways Park Drive | Woodbury | NY | 11797-2040 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 12/14/2004 | | 2107 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supparted by <sup>a</sup> statement of facts and circumstances relled on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(il), If applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | I, Keith Lanton<br>swear (or affirm) that, to the best of my knowledge and belief, the | |---|-------------------------------…Read the full text as markdown