Full text of NATIONWIDE PLANNING ASSOCIATES INC.'s X-17A-5 filed 2026-04-21 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPRnVIII 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-45310 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and **18a-7** under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /25** AND ENDING **12/3 1 / <sup>2</sup> <sup>5</sup>** MM/DD/ YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Nationwide Planning Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based **swap** dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 32-16 BROADWAY AVE, 2ND FLOOR | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--| | Fair Lawn | NJ | | 07410 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO TH | IS FILING | | | | | Michael Karalewich | (201) 476 -<br>0029 | | mkaralewich@nationwideplanning.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3500 Lenox Road NE, Suite 1500 Atlanta | | GA | 30326 | | | (Address) | (City) | (St ate) | (Zip Code} | | | 05/05/09 | | 3514 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are to respond to the collection of Information contained in this form **are** not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Michael Karalewich | swea…Read the full text as markdown