MFS FUND DISTRIBUTORS, INC. X-17A-5 (2021-03-01) — Broker-dealer annual report

Full text of MFS FUND DISTRIBUTORS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) **MFS Fund Distributors, Inc. (SEC I.D. No, 8-45321)** **Statement of Financial Condition as of December 31, 2020 and Report of Independent Registered Public Accounting Firm** **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document.** {1}------------------------------------------------ UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION October 31, 2023 Expires: Washington, D.C. 20549 Estimated average burden hours per response ............ 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 SEC FILE NUMBER PART III 8-45321 FACING PAGE Information Requested of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING January 1, 2020 AND ENDING December 31, 2020 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION OFFICIAL USE ONLY NAME OF BROKER-DEALER: MFS Fund Distributors, Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O Box No ) FIRM I.D. NO. 111 Huntington Avenue (No, and street Boston MP3 02199 (City) (State (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Charuda Upatham-Costello (617) 954-4810 (Area Code Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche LLP CHECK ONE: Cenified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \* Clains for exemption from the reguirement that the annual 'eport be covered by the op nion of an independent public accountant nust be supported by a satement of facts and circumstances elied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) OMB APPROVAL | | (Name if mdnieludt, state last first, mild I mie) | | | |---------------------|---------------------------------------------------|---------|------------| | 200 Berkelev Street | Boston | BATA | 02116 | | (Address) | (City) | (State) | (Zip Code) | {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Charada Upatham-Costello, swear or affirm) that, to the best of my knowledge and belief the accompanying financial stateme…

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