Full text of RBC CAPITAL MARKETS, LLC's X-17A-5 filed 2024-12-16 (period 2024-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ RBC CAPITAL MARKETS, LLC & SUBSIDIARIES (An indirect wholly-owned subsidiary of Royal Bank of Canada) (SEC I.D. No. 8-45411) ### CONSOLIDATED STATEMENT OF FINANCIAL CONDITITION AS OF OCTOBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 As a PUBLIC DOCUMENT {1}------------------------------------------------ # **RBC CAPITAL MARKETS, LLC & SUBSIDIARIES** ## **TABLE OF CONTENTS** | | Page | |------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | | | Consolidated Statement of Financial Condition | 2 | | Notes to the Consolidated Statement of Financial Condition | 3-30 | {2}------------------------------------------------  ## **Report of Independent Registered Public Accounting Firm** To the Board of Directors and Member of RBC Capital Markets, LLC ## *Opinion on the Financial Statement – Statement of Financial Condition* We have audited the accompanying consolidated statement of financial condition of RBC Capital Markets, LLC and its subsidiaries (the "Company") as of October 31, 2024, including the related notes (collectively referred to as the "consolidated financial statement"). In our opinion, the consolidated financial statement presents fairly, in all material respects, the financial position of the Company as of October 31, 2024 in conformity with accounting principles generally accepted in the United States of America. ## *Basis for Opinion* The consolidated financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's consolidated financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit of this consolidated financial statement in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statement is free of material misstatement, whether due to error or fraud. Our audit included performin…Read the full text as markdown