Full text of HALLIDAY FINANCIAL, LLC's X-17A-5 filed 2026-04-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D,C. 20549 OMO APPROVAL 0MB Numbar: 3235-0123 Expires: Nov. so, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUM0ER FACING PAGE Information Required Pursuant to Rules 17a-S, 17a"12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/2025 MM/00/YY AND ENDING 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FmM: Halliday Financial LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 725 Glen Cove Avenue (No, and Street) Glen Head **NY** 11545 (City) (State) (lip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Rachel Pino 516-671-1099 rpino@hallldayllnanclal.com (Name) (Area Code-Telephone Number) (Emal! Address) **B, ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Berkower LLC (Name-If Individual, state last, first, and middle name) 517 Route One South, Suite 4103 lselin NJ **08830** (Address) (City) (State) (Zip Code) **9/18/2003 217** (Date of Registration with PCAOBlllf a""licable) IPCAOB Registration Number, If aoollcable) **FOR OFFICIAL USE ON LY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See l7 crn 240.17a-5(e)(1)(11), If applicable. Persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number, {1}------------------------------------------------ #### OATH OR AFFIRMATION | | I, Rachel Pino | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | | 2~<br>financial report pertaining to the firm of Halliday Financial LLC | ,…Read the full text as markdown