# FORTREND SECURITIES, INC. X-17A-5 (2021-09-29) — Broker-dealer annual report

- Company: FORTREND SECURITIES, INC.
- Form: X-17A-5
- Filed: 2021-09-29
- Period: 2021-06-30
- Accession: 0000907993-21-000002
- CIK: 907993
- File #: 8-46057
- Material weakness: No
- Auditor: Ernst Wintter & Associates
- Auditor location: Walnut Creek, CA
- Contact: Ken George
- Phone: 603-380-5435
- Signed by: Joseph Forster (President)

Original filing: https://www.sec.gov/Archives/edgar/data/907993/000090799321000002/jun21_audit_fortrend_public4.pdf

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## **Fortrend Securities, Inc.**

## **Statement of Financial Condition**

**June 30, 2021** 

| Assets                                                                                    |                 |
|-------------------------------------------------------------------------------------------|-----------------|
| Cash                                                                                      | \$<br>477,400   |
| Cash deposits with clearing brokers                                                       | 121,602         |
| Commissions receivable                                                                    | 160,432         |
| Securities owned, at fair value (deposit with clearing broker)                            | 98,337          |
| Due from related parties, net of\$112,892 allowance                                       | 283,723         |
| Deferred tax assets                                                                       | 2,028           |
| Prepaid expenses                                                                          | 31,223          |
| Total Assets                                                                              | \$<br>1,174,745 |
| Liabilities and Stockholder's Equity<br>Accounts payable                                  | \$<br>2,000     |
| Due to related parties                                                                    | 14,449          |
| Total Liabilities                                                                         | 16,449          |
| Stockholder's Equity                                                                      |                 |
| Common stock (no par value; 6,000 shares authorized; 3,000 shares issued and outstanding) | 281,787         |
| Retained earnings                                                                         | 876,509         |
| Total Stockholder's Equity                                                                | 1,158,296       |
| Total Liabilities and Stockholder's Equity                                                | \$<br>1,174,745 |


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.