Full text of ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC # STATEMENTS OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT December 31, 2019 {1}------------------------------------------------ ~ITED STATES SEC RITIES AND EXCHANGE CO;\l~IISSION Wnshington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill | | 0 MB APPROVAL | | |------------|--------------------------|---------------------------| | 0MB Number | | 3235-0123 | | | Expires August31 2020 | | | | Estimated average burden | | | | | hours per resoonse 12.00 | | | | SEC FILE NUMBER | | | 8- | 46152 | ### **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Scction 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | Rl:.POR r l·OR Tl IE PERIOD BEGINNII G | _____ 1_f1_/2_0_1_9 ____ | A D ENDING | ____<br>1_21_3_1_12_0_1.;_._ 9<br>~tl>IDO)Y | | |-----------------------------------------------------------------------------|-------------------------------------------------------------|------------|---------------------------------------------|--| | | \IMDD) \ | | | | | | A. REGCSTRANT IDENTIFICATION | | | | | 1 AME OF BROKER-DEALER: | | | | | | Advantage Financial Private & Corporate LLC | OFFICIAL USE ONLY | | | | | ADORES OF PRINCIPAL PLACE OF BU I E S: (Do 1101 use P.O. Box o.) | FIRM ID. NO. | | | | | 355 SOUTH END AVENUE, SUITE 17N<br>(~o and Street) | | | | | | New York | New York | 10280 | | | | 1C,1,1 | (S1J1e) | (Zip Code) | | | | 1 AME AND TELEP! IONE NUMBER OF PERSOi TO CONTACT I REGARD TO TI IIS REPORT | | | | | | Howard Spindel | | | 212-897-1688 | | | | | | (t\n,3 Code •• Telephone No ) | | | | B. ACCOUNT ANT lDENTlFICA TION | | | | | INDEPENDENT PUBLIC ACCOUNfA r 11hosc opinion is co111ained in lhis Report* | | | | | | | Berkower LLC | | | | | | (Nrune - 1(111dw11/i1<1/, l/Ut( /cut, {im, m,J,lle '"'"'~ l | | | | | 517 Route One South, Suite 4103 | lselin | NJ | 08830 | | | (,\ddrcss) | !City} | (Stoic) | (Z.p Code) | | | CHECKO~E: | | | | | | | | | | | | ~ Ccnilicd Public Accountant | | | | | | 0 Public Accoun1an1 | | | | | | 0 Accountant not rcsidcnl in United Slates or any of iis possessions | | | | | | | FOR OFFICIAL liSE O~L) | | | | *\*Claims for exemption from /he req11ire111e1111ha1 !he ann11al reporl be covered by 1he opinion of an independe/11 p11blic acco11111a111 11111s1 be s11ppor1ed by a s1a1eme//l of fi1c1s and circ11111s1a11ces relied on as 1he basis for the exe111ptio11 See section 2-…Read the full text as markdown