# FIRST ALLIED SECURITIES, INC. X-17A-5 (2016-05-04) — Broker-dealer annual report

- Company: FIRST ALLIED SECURITIES, INC.
- Form: X-17A-5
- Filed: 2016-05-04
- Period: 2015-12-31
- Accession: 0000909841-16-000027
- CIK: 909841
- File #: 8-46167
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLC
- Auditor location: Kansas City, MO
- Contact: Jim Bretado
- Phone: (310) 257-7695
- Signed by: Jim Bretado (Financial and Operations Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/909841/000090984116000027/stmtfincondnotes.pdf

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X-17A-5

 0000909841
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 FIRST ALLIED SECURITIES, INC.

 655 WEST BROADWAY 12TH FLOOR
 SAN DIEGO
 CA
 92101

 Jim Bretado
 (310) 257-7695

 PricewaterhouseCoopers LLC

 1100 Walnut
 Suite 1300
 Kansas City
 MO
 64106

 Certified Public Accountant

 Jim Bretado
 FIRST ALLIED SECURITIES, INC.
 04-21-2016
 Jim Bretado
 Financial and Operations Principal
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.