# FIRST ALLIED SECURITIES, INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: FIRST ALLIED SECURITIES, INC.
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000909841-19-000003
- CIK: 909841
- File #: 8-46167
- Material weakness: No
- Auditor: Deloitte & Touche
- Auditor location: Los Angeles, CA
- Contact: Timothy Bowman
- Phone: 6198815262
- Signed by: Timothy J Bowman (SVP Finance - FINOP)

Original filing: https://www.sec.gov/Archives/edgar/data/909841/000090984119000003/FASI2018Pub.pdf

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X-17A-5

 0000909841
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 FIRST ALLIED SECURITIES, INC.

 655 WEST BROADWAY 12TH FLOOR
 SAN DIEGO
 CA
 92101

 Timothy Bowman
 6198815262

 Deloitte & Touche

 555 W 5th Street, #2700
 Los Angeles
 CA
 90013

 Certified Public Accountant

 Timothy J Bowman
 FIRST ALLIED SECURITIES, INC.
 12-31-2018
 Timothy J Bowman
 SVP Finance - FINOP
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.