# HEXT CAPITAL PARTNERS LLC X-17A-5 (2026-04-13) — Broker-dealer annual report

- Company: HEXT CAPITAL PARTNERS LLC
- Form: X-17A-5
- Filed: 2026-04-13
- Period: 2025-12-31
- Accession: 0000909872-26-000004
- CIK: 909872
- File #: 8-46198
- Type: Broker-dealer
- Material weakness: No
- Auditor: Jennifer Wray CPA PLLC
- Auditor location: Sugar Land, TX
- Contact: Greg Hext
- Phone: 972-644-7112
- Email: ghext@hextcapitalpartners.com
- Website: hextcapitalpartners.com
- Signed by: Greg Hext (Managing Member)

Original filing: https://www.sec.gov/Archives/edgar/data/909872/000090987226000004/HextCapitalAudit2025.pdf

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## **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION**

**For the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm** 

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549

0MB APPROVAL 0MB Number: 3235-0123 Expires: **Nov.** 30, 2026 Estimated average burden

# **ANNUAL REPORTS FORM X-17A-5 PART** Ill

| hours per response: 12 |
|------------------------|
|                        |
| SEC FILE NUMBER        |
| 8-46198                |

**FACING PAGE** 

**Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 

| FILING FOR THE PERIOD BEGINNING 01101125                                                                                                                        | AND ENDING 12131125                                       |                                         |          |                               |  |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|----------|-------------------------------|--|
| ----------<br>MM/DD/YY                                                                                                                                          |                                                           | -----------                             | MM/DD/YY |                               |  |
| A. REGISTRANT IDENTIFICATION                                                                                                                                    |                                                           |                                         |          |                               |  |
| NAME OF FIRM: Hext Capital Partners LLC                                                                                                                         |                                                           |                                         |          |                               |  |
| TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer |                                                           | D Major security-based swap participant |          |                               |  |
| ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)                                                                                             |                                                           |                                         |          |                               |  |
| 5001 Spring Valley Road, Suite 850W                                                                                                                             |                                                           |                                         |          |                               |  |
|                                                                                                                                                                 | (No. and Street)                                          |                                         |          |                               |  |
| Dallas                                                                                                                                                          | TX                                                        |                                         |          | 75244                         |  |
| (City)                                                                                                                                                          | (State)                                                   |                                         |          | {Zip Code)                    |  |
| PERSON TO CONTACT WITH REGARD TO THIS FILING                                                                                                                    |                                                           |                                         |          |                               |  |
| Greg Hext                                                                                                                                                       |                                                           |                                         |          | ghext@hextcapitalpartners.com |  |
| (Name)                                                                                                                                                          | (Area Code-Telephone Number)<br>(Email Address)           |                                         |          |                               |  |
|                                                                                                                                                                 | 8. ACCOUNTANT IDENTIFICATION                              |                                         |          |                               |  |
| INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA, PLLC                                                            |                                                           |                                         |          |                               |  |
|                                                                                                                                                                 | (Name- if individual, state last, first, and middle name) |                                         |          |                               |  |
| 800 Bonaventure Way, Suite 168                                                                                                                                  | Sugar Land                                                |                                         | TX       | 77479                         |  |
| (Address}                                                                                                                                                       | (City)                                                    |                                         | (State)  | (Zip Code)                    |  |

(Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** 

6328

11/30/2016

\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.

Persons who are to respond to the collection *of* Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.

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#### **OATH OR AFFIRMATION**

| I, Greg Hext                               |                           | swear (or affirm) that, to the best of my knowledge and belief, the               |
|--------------------------------------------|---------------------------|-----------------------------------------------------------------------------------|
| financial report pertaining to the firm of | Hext Capital Partners LLC | as of                                                                             |
| December 31                                | 2~                        | is true and correct. t further swear (or affirm) that neither the company nor any |
|                                            |                           |                                                                                   |

partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely **as that** of a customer.

Signature: /4L-< *~·* 

Tit!e: Managing Member

#### **This filing\*\* contains (check all applicable boxes):**

- (a) Statement of financial condition.
- D **{b)** Notes to consolidated statement of financial condition.
- (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X).
- (d) Statement of cash flows.
- (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- D (f) Statement of changes in liabilities subordinated to claims of creditors.
- (g) Notes to consolidated financial statements.
- (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
- D {i) Computation of tangible net worth under 17 CFR 240.18a-2.
- D (j} Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
- D (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- D (I} Computation for Determination of PAB Requirements under Exhibit A to§ 240.15c3-3.
- (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- (nl Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capit,1! or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
- (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
- (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
- D (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- D (t) Independent public accountant's report based on an examination of the statement of financial condition.
- (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
- D M Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.lBa-7, as applicable.
- D (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable.
- D (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).
- D (z) Other:-------------------------------------~
- *\*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5{e}(3) or 17 CFR 240.18a-7(d}{2), as applicable.*

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# FINANCIAL STATEMENTS and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

#### CONTENTS

Page(s)

| REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM                                                                                  | 1     |
|------------------------------------------------------------------------------------------------------------------------------------------|-------|
| Financial Statements:                                                                                                                    |       |
| Statement of Financial Condition                                                                                                         | 2     |
| Statement of Operations                                                                                                                  | 3     |
| Statement of Changes in Member's Equity                                                                                                  | 4     |
| Statement of Cash Flows                                                                                                                  | 5     |
| Notes to Financial Statements                                                                                                            | 6 - 8 |
| Supplementary Information:                                                                                                               |       |
| Schedule I - Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission                                   | 9     |
| Schedule II - Computation for Determination of Reserve Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission       | 10    |
| Schedule III - Information Relating to Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | 11    |
| Report of Independent Registered Public Accounting Firm                                                                                  | 12    |
| Exemption Report Under Rule 15c3-3                                                                                                       | 13    |

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# **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

To members of Hext Capital Partners, LLC,

#### **Opinion on the Financial Statements**

We have audited the accompanying statement of the financial condition of Hext Capital Partners, LLC as of December 31, 2025, the related statements of operations, changes in members' equity, and cash flows for the year ended December 31, 2025, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Hext Capital Partners, LLC as of December 31, 2025, and the results of its operations and its cash flows for the year ended December 31, 2025, in conformity with accounting principles generally accepted in the United States of America.

#### **Basis for Opinion**

These financial statements are the responsibility of Hext Capital Partners, LLC's management. Our responsibility is to express an opinion on Hext Capital Partners, LLC's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to Hext Capital Partners, LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

#### **Auditor's Report on Supplemental Information**

The supplementary information contained in Schedules I, II & III has been subjected to audit procedures performed in conjunction with the audit of Hext Capital Partners, LLC's financial statements. The supplemental information is the responsibility of Hext Capital Partners, LLC's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the Supplementary schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.

Jennifer Wray CPA PLLC

We have served as Hext Capital Partners, LLC's auditor since 2019.

Sugar Land, Texas April 13, 2026

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# **STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025**

#### Assets

| Cash and cash equivalents             | \$ | 23,888   |
|---------------------------------------|----|----------|
| Accounts receivable                   |    | -        |
| Prepaid expenses                      |    | 1,051    |
| Total assets                          |    | 24,939   |
|                                       |    |          |
| Liabilities and Member's Equity       |    |          |
| Liabilities                           |    |          |
| Accounts payable and accrued expenses |    | 51,724   |
| Member's equity                       |    | (26,785) |
| Total liabilities and member's equity | \$ | 24,939   |

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# **STATEMENT OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2025**

| Revenues:                |                |
|--------------------------|----------------|
| Fee income               | \$<br>311,556  |
|                          |                |
| Expenses:                |                |
| Member commissions       | 201,738        |
| Settlement               | 50,000         |
| Professional fees        | 42,507         |
| Commissions              | 41,196         |
| Administravtive expenses | 3,792          |
|                          |                |
| Total expenses           | 339,233        |
|                          |                |
| Net loss                 | \$<br>(27,677) |

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# **STATEMENT OF CHANGES IN MEMBER'S EQUITY FOR THE YEAR ENDED DECEMBER 31, 2025**

| Balance - December 31, 2024 | \$<br>12,740   |
|-----------------------------|----------------|
| Member distributions        | (11,848)       |
| Net loss                    | (27,677)       |
| Balance - December 31, 2025 | \$<br>(26,785) |

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# **STATEMENT OF CASH FLOWS FOR THE YEAR ENDED DECEMBER 31, 2025**

| Cash flows provided (used) by operating activities:   |                |
|-------------------------------------------------------|----------------|
| Net loss                                              | \$<br>(27,677) |
| Adjustments to reconcile net loss to net cash used by |                |
| operating activities:                                 |                |
| Changes in operating assets and liabilities:          |                |
| Prepaid expenses                                      | (192)          |
| Accounts payable and accrued expenses                 | 35,899         |
| Net cash provided by operating activities             | 8,030          |
| Cash flows from financing activities:                 |                |
| Member distributions                                  | (11,848)       |
| Net cash used in financing activities                 | (11,848)       |
| Net decrease in cash                                  | (3,818)        |
| Cash - beginning of period                            | 27,706         |
| Cash - end of period                                  | \$<br>23,888   |
| Supplementary cash flows information:                 |                |
| Cash paid during the year for:                        |                |
| Interest                                              | \$<br>-        |
| Income taxes                                          | \$<br>-        |

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# **HEXT CAPITAL PARTNERS, LLC NOTES TO FINANCIAL STATEMENTS DECEMBER 31, 2025**

## **Company Background**

Hext Capital Partners, LLC (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers").

## **Note 1 – Summary of Significant Accounting Policies**

### Allowance for Credit Losses

In June 2016, the FASB issued guidance (FASB ASC 326) which significantly changed how entities will measure credit losses for most financial assets and certain other instruments that aren't measured at fair value through net income. The most significant change in this standard is a shift from the incurred loss model to the expected loss model. Under the standard, disclosures are required to provide users of the financial statements with useful information in analyzing an entity's exposure to credit risk and the measurement of credit losses. Financial assets held by the Company that are subject to the guidance in FASB ASC 326 were trade accounts.

## Basis of Presentation

The financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America ("GAAP").

### Revenue Recognition

The Company records revenue in accordance with the Financial Accounting Standard Board's ASU No. 2014-09, Revenue from Contracts with Customers (Topic 606), as amended. The Company identifies the contracts with customers, identifies performance obligations in the contracts, determines the transaction price, allocates the transaction price to the performance obligations, and recognizes revenue when the Company satisfies a performance obligation.

The Company provides investment banking services related to the corporate finance needs of middlemarket companies including the private placement of equity, mezzanine and debt securities as well as advisory services related to mergers and acquisitions, divestitures, and business strategy.

Revenue is recognized for financial advisory services rendered based on the contractual terms of each respective agreement.

### Cash and Cash Equivalents

The Company considers all highly liquid assets purchased with an original maturity of three months or less to be cash equivalents.

### Estimates

The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires the Company's management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results may differ from those estimates.

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# **HEXT CAPITAL PARTNERS, LLC NOTES TO FINANCIAL STATEMENTS DECEMBER 31, 2025**

## **Note 2 – Net Capital Requirement**

Pursuant to the net capital provisions of Rule 15c3-1 of the Securities Exchange Act of 1934, the Company is required to maintain a minimum net capital, as defined under such provisions. Net capital and the related net capital ratio may fluctuate on a daily basis.

At December 31, 2025, the Company had net capital of (\$27,839), which was (\$32,836) in deficit of its required net capital of \$5,000. The Company's ratio of aggregate indebtedness to net capital was -1.85 to 1. The Securities and Exchange Commission permits a ratio of no greater than 15 to 1.

## **Note 3 – Income Taxes**

The Company is taxed as a limited liability company (LLC) under the applicable sections of the Internal Revenue Code and has elected to be treated as a partnership. As a result, any income tax liabilities are the responsibility of the Company's members. Accordingly, no provision for income taxes has been included in the accompanying consolidated financial statements.

## **Note 4 – Related Party Transactions**

The Company and various entities are under common control. During the year ended December 31, 2025, the company paid \$201,738 in commissions to its Member.

## **Note 5 – Single Reportable Segment**

According to the guidance in FASB ASC 280, Segment Reporting, as amended by the FASB ASU 2023- 07, Segment Reporting (Topic 280): Improvements to Reportable Segment Disclosures, which requires the companies, including those with a single reportable segment, to disclose additional information about a reportable segment's expenses in interim and annual periods, among other requirements.

The Company is engaged in a single line of business as a securities broker-dealer, which is comprised of one class of services, including investment banking, investment advisory, and venture capital businesses. The Company has identified its President Gregory Hext as the chief operating decision maker ("CODM"), who uses net income to evaluate the results of the business, predominantly in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital, which is not a measure of profit and loss, to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or make member distribution. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies. The company derived 77 percent of its total revenue from a single external customer in 2025.

## **Note 6 – Subsequent Events**

The Company has reviewed all subsequent events through April 13, 2026, the date through which the financial statements are available to be issued, no events have a material impact on its financial statements.

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# **HEXT CAPITAL PARTNERS, LLC NOTES TO FINANCIAL STATEMENTS DECEMBER 31, 2025**

# **Note 7 – Commitments and Contingencies**

Litigation

The Company is subject to various regulatory exams that arise in the ordinary course of business. While the resolution of these exams cannot be predicted with certainty, management believes that the final outcome of such exams will not have a material adverse effect on the consolidated financial position or result of operations of the Company.

The Company is currently under examination by FINRA.

The Company has a pending settlement agreement with the enforcement division of the SEC. The Company has accrued \$50,000 related to this pending agreement.

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#### **SCHEDULE I**

#### **HEXT CAPITAL PARTNERS, LLC**

# **COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 OF THE SECURITIES AND EXCHANGE COMMISSION**

#### **AS OF DECEMBER 31, 2025**

| Allowable capital:                                              |                |
|-----------------------------------------------------------------|----------------|
| Total member's equity                                           | \$<br>(26,785) |
| Less non-allowable assets:                                      |                |
| Prepaid expenses                                                | (1,051)        |
|                                                                 |                |
| Total non-allowable assets                                      | (1,051)        |
| Net capital                                                     | \$<br>(27,836) |
| Aggregate indebtedness                                          | \$<br>51,724   |
| Non-Aggregate indebtedness                                      | \$<br>-        |
| Computaton of Net Capital Requirement                           |                |
| Minimum net capital required                                    |                |
| (the greater of \$100,000 or 6 2/3% of aggregated indebtedness) | \$<br>5,000    |
| Excess net capital                                              | \$<br>(32,836) |
| Net capital less greater of 10% of minimum total indebtedness   |                |
| or 120% of minimum net capital requirement                      | \$<br>(33,836) |
| Ratio: Aggregate indebtedness to net capital                    | -1.8582 to 1   |
|                                                                 |                |

No material differences exist between the above computation and the computation included in the Company's corresponding unaudited Form X-17A-5 Part IIA amended filing.

See report of independent registered public accounting firm.

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#### **SCHEDULE II**

#### **HEXT CAPITAL PARTNERS, LLC**

### **COMPUTATION FOR DETERMINATION OF RESERVE REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION**

#### **AS OF DECEMBER 31, 2025**

Computation for Determination of Reserve Requirements under Rule 15c3-3 not applicable to Hext Capital Partners, LLC.

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#### **SCHEDULE III**

#### **HEXT CAPITAL PARTNERS, LLC**

#### **INFORMATION RELATING TO POSSESSION OR CONTROL REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION**

#### **AS OF DECEMBER 31, 2025**

Information Relating to Possession or Control Requirements under Rule 15c3-3 not applicable to Hext Capital Partners, LLC.

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# **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

To the Members of Hext Capital Partners, LLC

We have reviewed management's statements, included in the accompanying Exemption Report, in which The Company is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. §240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following: (1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. §

240. 15c3-3, and (2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to capital raising of equity, senior and subordinated debt, mergers and acquisitions and general financial consulting and advisory; and the Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Rule15c2-4; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception.

Hext Capital Partners, LLC's management is responsible for compliance with the provisions contemplated by Footnote 74 of SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 and related SEC Staff Frequently Asked Questions and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Hext Capital Partners, LLC's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5, and related SEC Staff Frequently Asked Questions.

Jennifer Wray CPA PLLC

Sugar Land, Texas. April 13, 2026

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Hext Capital Partners, LLC

# **Exemption Report**

December 31, 2025

Hext Capital Partners, LLC (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17

C.F.R. §240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following:

- (1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. §240.15c3- 3, and
- (2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. §240.17a-5 because the Company limits it business activities exclusively to capital raising of equity, senior and subordinated debt, mergers and acquisitions and general financial consulting and advisory; during the report period the firm (a) did not directly or indirectly receive, hold and or otherwise owe funds or securities for to customers, other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Rule 15c2- 4; (b)did not carry accounts of or for customers; and (c) did not carry PAB account (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception.

Hext Capital Partners, LLC

I, Greg Hext, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct.

By:

Title: Managing Member

**MEMBER FINRA /SIPC**


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.