Full text of LIGHTPATH CAPITAL, INC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-46299 | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 Persons who are to respond to the collection of information contained in this form are not required to respond unless the form CFR240.17a-5(e)(1)(ii), if applicable. displaysa currentlyvalid OMBcontrol number. ANNUAL REPORTS FORM X-17A-5 PART III SECFILE NUMBER 8-46299 FACINGPAGE Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities ExchangeAct of 1934 FILINGFOR THE PERIOD BEGINNING 01/01/24 MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION NAME OFFIRM: LIGHTPATH CAPITAL, INC. 12/31/24 MM/DD/YY TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Checkhere if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1560 E. Southlake Blvd., Suite 100 Southlake (City) (No. and Street) TX (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Louie Ucciferri (Name) 214-734-2957 7609 (Zip Code) louie@lightpathcapital.com (Area Code- Telephone Number) (EmailAddress) B.ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Dylan Floyd Accounting and Consulting 20909 Judah Lane (Address) 03/01/2016 (Name- if individual, state last, first, and middle name) Newhall CA 91321 (City) (State) (ZipCode) 6235 (Date of Registrationwith PCAOB)(ifapplicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimatedaverage burden hours per response: 12 {1}------------------------------------------------  | as | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown