Full text of THE STRATEGIC ALLIANCE CORPORATION's X-17A-5 filed 2026-03-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 |  | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------------| | Albemarle | NG | 28001 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Misty Thornburg | 704/983-5959 | mthornburg@uwharrie.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | 4350 Congress Street Suite 900 | Charlotte | NG | 28209 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/16/2003 | | 686 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | Signature: | | |-------------------------|--| | Title:<br>President/CEO | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # **THE STRATEGIC ALLIANCE CORPORATION** ## **FINANCIAL REPORT** **Years Ended December 31, 2025 and 2024** {3}------------------------------------------------ | Table of Contents | Page No. | |----------------------------------------------------------------------------------------------------------------------------------|----------| | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statements of Financial Condition | 4 | | Statements of Operations | 5 | | Statements of Changes in Stockholder's Equity | 6 | | Statements of Cash Flows | 7 | | Notes to Financial Statements | 8 | | Supplementary Information | | | Schedule 1 – Computation of Aggregate Indebtedness and Net Capital and<br>Net Capital Under rule 15c3-1 ……………………………………………………………. | 14 | | Schedule 2 – Additional Notes ……………………………………………………………. | 15 | | Management's Assertions Regarding Exemption Provisions ……………………… | 16 | | Exemption Review Report .……………………………………………………………… | 17 | | Report of Independent Public Accounting Firm on Applying<br>Agreed-Upon…Read the full text as markdown