Full text of ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | |--------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill | SEC FILE NUMBER<br>8-46412 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | FILING FOR THE PERIOD BEGINNING | _/Q_1 __ /2_2 __<br>__ Q_1<br>AND ENDING<br>MM/DD/VY | 12/31/22<br>MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM : Asia Pacific Financial Management Group, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is al so an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | ------- | 145 Aspinall Avenue | | | ------<br>-- | [No. and Street) | | | Hagatna | Guam | 96910 | | (City) | (Sta te) | (Zip Code } | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Sandra McKeever | 671-472-6400 | smckeever@apfmg.com | | (Name) | (Area Code - Telephone Number) | (Em ail Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | LMHS, P.C. | | | 80 Washington St, Bldg<br>. S | (Name - if individual, state last, first, and middle name)<br>Norwell | MA<br>02061 | | (Address) | (City) | (Zip Code)<br>(State) | | 02/24/09 | | 3373 | | T" of Regfm,uoo wffh<br>PCAOB)(ff apPlkableJ | | (PCAOB Regf<tcatfoo N"mbec, ff appifcableJ | | • Cl,1ims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l)(ii). if applicable. Pers ons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently…Read the full text as markdown